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You will identify and address the compliance risk of new product and interact with local regulators (NFA/CFTC) to seek regulator's view, and advise business lines of the impact of regulatory changes on their business.
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Work closely with technology teams to translate business requirements into functional specifications for system changes, ensuring that new solutions support compliance with financial crimes regulations (AML/KYC.
$250,000 a yearExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Developing and advising on risk operating models, data strategy, business and IT risk frameworks and compliance standards. Compliance: Financial Crime - AML, KYC, Sanctions, Transaction Monitoring; Fraud, consumer protection.
$336,900 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Critique bonus/incentive programs within the Growth Division to ensure they are applied according to regulatory guidelines and in compliance with the Bonus Incentive Policy and Procedure criteria by line of business.
$85,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Experience with operational resiliency, third party risk management, business continuity risk management, payments risk, country risk or a combination. Establish and maintain good relationships with key business and audit partners.
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Responsible for providing regulatory and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed income futures activity.
$250,000 a yearExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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The Insurance Compliance Analyst will analyze and monitor insurance coverage placement in accordance with CPC and Investor guidelines for CPC’s commercial real estate loan portfolio. Perform compliance reviews of insurance certificates and policies and work with internal and external stakeholders to ensure insurance requirements are met.
$75,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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The US Control Room performs a vital function to the organization by supporting multiple business lines and establishing and maintaining a best in class Compliance program for the firm’s central US-registered Broker-Dealer, Cantor Fitzgerald & Co.
$75,000 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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He/She will act as an expert consultant and advise FCOA on the best ways to meet their needs, presenting various options, and work with Compliance Technology developers to refine designs, create detailed business requirements, while ensuring delivered documentation and solution meets FCOA and PMO governance standards.
$157,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Coordinates the quarterly Benefit Plans Committee meetings, including: setting meeting agendas in consultation with CPG's outside fiduciary consultant, the SVP, Deputy General Counsel, and the SVP, Business Compliance; gathering and circulating meeting materials to the members of the Benefit Plans Committee; and drafting and finalizing the meeting minutes.
$120,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Support multiple projects using technology and analytical techniques in a fast-paced Qualifications Required Qualifications: 5-7 years of internal audit, front office business control, compliance, or risk management experience in corporate and investment banking (e.g., equity capital markets, debt capital markets, investment banking, corporate banking, leasing.
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2-4 years of experience in AML/BSA compliance support or working with AML/BSA transaction monitoring systems. In this role, you will assist the Head of Compliance, by performing various BSA/AML duties related to KYC onboarding, sanctions screening, and transaction monitoring, while ensuring the accuracy and thoroughness of documentation in line with regulatory, policy, and procedural standards.
$90,000 a yearFull-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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The Senior Procurement Manager, Creative Content is responsible for the procurement of services at the best possible price and sustainable quality, minimizing the exposure to potential risk and in compliance with the Global procurement strategy.
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Our consultants work closely with our clients' Compliance and Legal leadership teams, leading cross-functional initiatives around Compliance (e.g., AML, KYC, Sanctions), Data Privacy (e.g., GDPR, CCPA, LGPD), Legal Operations and Process and high-stakes projects.
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A top-tier BigLaw firm is offering an exciting opportunity for an experienced partner with a robust book of portable business to join a dynamic and forward-thinking team. Specialized Practices : Partners with a focus in niche areas such as banking & finance, project finance, securities law, real estate transactions, trusts & estates, labor & employment law, and tax law are also sought after.
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jobs with business examining compliance jobs in Brooklyn, NY
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