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Analytics Insights, Business, Business Direction, Client Relationship Management, Finance, Global Market, Marketing Strategies, Portfolio Management, Regulatory Compliance, Sales, Structured Products.
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Work closely with executive staff and information technology systems teams to develop, improve, or modify DVS computer applications and data reporting to advance program efficiencies in response to agency mandates, increased need for DVS services, regulatory compliance and regular data requests from senior leadership, City Hall and City Council.
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Ensure timely responses to regulatory agencies (i.e., NYSDOH, DFS) in response to all Provider Network regulatory and compliance issues. The Manager of Provider Relations will serve as the point person for managing the day-to-day relationship between MetroPlusHealth and top level-administrators at each assigned network facility and community providers.
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Act as corporate Radiation Safety Officer (RSO), ensuring compliance with Nuclear Regulatory Commission (NRC) and State Radioactive Materials programs regulations. Provide technical expertise, leadership, and support for all of Company’s locations and departments on regulatory compliance issues in EHS.
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BSA/AML Compliance Risk/Regulatory program development. Experience in BSA/AML compliance-based analysis and/or risk analysis. About The Role We are involved in complex, global and high-profile litigation, arbitration, investigations and compliance program remediations combining end-to-end risk consultative advisory, investigative and disputes expertise to deliver holistic solutions for our clients.
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The Corporate Audit Services (CAS) Senior Audit Manager - Wealth, Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team.
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GCC oversees USB's compliance with applicable laws and regulations through execution of the compliance risk management framework across the first and second lines of defense, including: risk identification, change management, risk assessments, management reporting, and provide consultation and credible challenge to support the development of effective business line control environments subject to compliance risk.
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The Director will act as a primary interface between internal trading desks, middle office teams, compliance, systems development squads and other business partners that have an impact on Regulatory Reporting.
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We work with risk & compliance cross-industry but currently having a high focus on the Financial Services industry where the regulatory change agenda and end customer demands results in an extensive change agenda.
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Conduct investigative review and analysis in support of company’s BSA/AML regulatory compliance policies and program including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other company lines of business.
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The Dodd Frank / Futures Commission Merchant Regulatory Liaison is a person who has a broad financial services experience with a strong knowledge of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps and futures (Dodd-Frank / Title VII.
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At Mercury regulatory compliance is not just a necessity but a competitive advantage that can set us apart as the leader in the space. As a senior member of the Compliance team, you will be responsible for establishing a vision for regulatory compliance at Mercury, developing team and cross-functional strategy along the way and implementing the right governance mechanisms to ensure a robust and resilient program.
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Assist in the maintenance of the effective regulatory relations and compliance program for continuous monitoring, regulatory inquiries and exams associated with the Federal Reserve ("Fed") and the Office of the Comptroller of the Currency ("OCC") for Operational Risk, Cybersecurity, Technology, Third Party Risk Management and BCP/DR related focus areas ("IT & Operational Risk Management Topics.
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The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Training.
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Ensure proper execution of technical controls associated with regulatory compliance programs including NERC CIP, SOX, BPU and FERC Affiliate Restrictions. The position will monitor and assure technical controls associated with various regulatory compliance programs are properly executed, including the supervision of contractor personnel responsible for performing compliance tasks.
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relationship regulatory compliance jobs Company: Metroplus Health Plan in Bronx, NY
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