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Minimum of 8 years of experience in the financial services industry, with a focus on banking operations and regulatory compliance. Financial Markets | Financial Markets Operations | Senior Vice President- Financial Markets Front Office Regulatory Compliance & NFR Specialist | NYC.
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Collaborates with USDA on regulatory compliance activities including regulatory approvals, import/export compliance, traceability, quarantine, safety testing and affidavits.
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The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Trainingcommittees.
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A working knowledge of at least one of the following: Capital Markets, Trade Lifecycle, Middle Office Operations, or Financial Regulatory Reporting. We are looking for a hands-on Trade and Transaction Regulatory Business Analyst with a passion for delivering innovative client solutions.
$210,000 a yearExpandApply NowActive JobUpdated 12 days ago - UpvoteDownvoteShare Job
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Experience with the contents and implementation of specific regulatory initiatives such as: Dodd-Frank, general consumer compliance, regulatory structure and organizations including FRB, OCC and CFTC.
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Title: Lead Maintenance Technician Requisition Id: 34340 Job Function: Plant/Processing Operations Career Area: Operations Work Location: McCarran About Us:Stericycle is a U.S. based business-to-business services company and leading provider of compliance-based solutions that protects people and brands, promotes health and well-being, and safeguards the environment.
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Experience in BSA/AML, OFAC, Anti-Bribery and Corruption, and/or regulatory compliance as an internal auditor (third line of defense) or compliance professional (second line of defense) for large financial institutions is required.
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Perform as bursar, including distributing PNA, maintaining petty cash and MetroCard accounts in accordance with program policies and regulatory standards. · Responsible for ensuring compliance with all HRA attendance requirements.
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Collaborate with stakeholders to develop, implement, and/or optimize the systems and processes associated with anti-money laundering (AML), sanctions, and know your customer (KYC) compliance, aligning with organizational goals and regulatory requirements.
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Providing and reviewing products and services for a variety of environmental programs (e.g., restoration, compliance, conservation, associated office operations). You will advance field and office safety initiatives associated with remedial investigations, remedial actions, environmental compliance, and natural and cultural resources conservation efforts to support the Department of the Navy’s mission.
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This pivotal role involves developing and executing strategic quality initiatives, policies, and procedures, as well as leading a dedicated team to ensure compliance with industry standards and regulatory requirements, including FDA, USDA Organic, Kosher, Halal, and SQF certifications.
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The Senior Director, Model Validation for Santander US Compliance models (Transaction Monitoring, Sanctions Screening, Fraud Risk, etc) will be responsible for leading the independent validation of models used by various Compliance groups in conformance with regulatory guidance on model risk SR11-07 and other regulatory requirements around Compliance models.
$330,000 a yearFull-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Serves as the regulatory compliance point person. As the "go-to" KYC & AML expert, this individual will partner with the legal and compliance team to build out the financial crimes department.
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Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges. Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
$175,000 - $250,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Oversees and directs Risk Management, Compliance, Bank Secrecy Act, Vendor Management and Security business units and all related management reporting. Expert-level understanding of key regulations (including the USA PATRIOT Act, Bank Secrecy Act, and OFAC requirements) and AML risks/typologies, as well as having the ability to identify emerging compliance trends and risks.
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regulatory operations compliance jobs Company: Keycorp in New York
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