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4 to 7 years with data, platforms, and data management; BSA/AML compliance, audit, or similar experience desirable BSA/AML compliance experience such as knowledge of analytics regarding customer onboarding, customer due diligence, and/or periodic reviews Strong reasoning ability and analytical skills.
$143,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Demonstrated knowledge of risk and control management routines related to Issue Management, Operational Risk Events, Inherent & Residual Risk Assessments, and Control & Monitoring Execution and Documentation.
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A Director on the FCC Audit team will be responsible for designing and executing a risk-based testing strategy to ensure the quality of AML, Sanctions and Fraud risk management is effective across all lines of business within Capital One. The Director will provide input into the development of the ongoing audit plan and ensure the team maintains a comprehensive understanding of the AML, Sanctions and Fraud risk profile of the audit universe.
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Role DescriptionThe Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, IT Risk and Training committees.
$200,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management (CORM) Program specific to Data Privacy risks.
$172,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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As a Compliance Risk Management Lead - Vice President on the Compliance, Conduct and Operational Risk (CCOR) Team, you will effectively partner with Line of Business and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions.
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Risk and Compliance provide risk and compliance services across all BNY businesses including the following groups: Risk Management, Compliance, Global Corporate Security, Information Risk Management and Global Business Continuity.
$200,000 a yearFull-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Work closely with senior leadership to work risk management into the business strategy. Because of this they are growing in many areas of the business and are looking to enhance their legal/compliance function and register with the SEC. The company has a great entrepreneurial tech-firm like culture, and boasts a strong work/life balance (including unlimited PTO.
$200,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Develop and deliver programs and facilitate training sessions for the Human Resource professionals regarding progressive discipline, wage and hour issues, discrimination, FMLA, anti-harassment and discrimination, and other employment law and HR risk management topics.
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10% of time): Responsible for record retention and record monitoring to support required compliance, audit, and risk management actions. The primary focus is risk mitigation, management, and preparedness for the department.
$117,801 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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We are looking for an experienced Technical Program Manager to join our Governance, Risk and Compliance (GRC) team. Lead program management and engineering efforts for the design, development and launch of new products.
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The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Trainingcommittees.
$250,000 a yearExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Proficiency in compliance risk management software and tools including machine learning and artificial intelligence. Ensuring the organization’s governance structures support effective risk and compliance management.
$364,500 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Strong knowledge of compliance regulations and risk management practices. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks.
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Elevate high profile or high risk cases to the Compliance and LOB management to ensure visibility and prompt resolution." The Compliance Officer assists Compliance management in the effective implementation, maintenance, and administration of the Global Markets Compliance Program.
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risk management jobs Title: compliance in Newark, NJ
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