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10+ years of pharmaceutical/biotech drug development experience with 5+ years of experience in global CMC regulatory affairs with working experience and content knowledge in CMC development of NCEs / small molecules.
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As an Associate Director on the US Regulatory Relations team, you will be responsible for maintaining effective regulatory relations and a compliance program for continuous monitoring, regulatory inquiries and exams associated with Futures Commission Merchant ("FCM"), Royal Bank of Canada Swap Dealer ("Swap Dealer"), Royal Bank of Canada Security-Based Swap Dealer ("SBSD"), as well as RBC Capital Markets, LLC ("RBCCM") and RBC CMA LLC ("CMA") based on the Regulatory Relations Coverage Model.
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Director of Risk Management & Regulatory Affairs ( Patient Safety Officer / Privacy Officer ) The Director of Risk Management and Regulatory Affairs (Patient Safety Officer/Privacy Officer) serves as an accessible resource to the hospital and community on risk management and regulatory issues.
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Prior experience in compliance, product controllers, legal, regulatory, audit or risk management functions in the firm's various businesses, e.g., consumer banking, asset or wealth management and/or global banking and markets businesses.
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Ares is seeking an Associate to join our Regulatory Reporting team. Assist the Regulatory Reporting team in Legal and Compliance team with respect to regulatory submissions to the SEC, CFTC and other primary regulators pursuant to the Investment Advisers Act of 1940 and related securities regulations and exemptions.
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We’re seeking a future team member for the role of Capital Markets Broker Dealer Regulatory Reporting Analyst to join our Capital Markets Accounting team. Capital Markets Broker Dealer Regulatory Reporting AnalystBring your ideas.
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This position provides an opportunity to join the US Global Regulatory Policy & Advisory team as a subject matter expert, with a focus on providing policy guidance on the Fundamental Review of the Trading Book (‘FRTB’) / new Market Risk capital requirements within the US Agencies’ proposed adoption of the ‘Basel III Endgame.
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Seven or more years of financial services credit review/credit risk management experience through: past work in credit/loan review, credit risk management, internal audit credit risk coverage, commercial loan underwriting departments at large banking institutions; regulatory agency credit review/credit risk experience; or credit review/credit risk experience at a large consulting firm.
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The position will be apart the Transaction Monitoring team which manages reviews of alerts/cases flagged for potential AML red flags and appropriate regulatory reporting. Assist the Transaction Monitoring team with secondary reviews and regulatory reporting determinations.
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Executive Director Regulatory Affairs - Companion Diagnostics amp Precision Medicine Location. Ensure global regulatory plans support a precision medicine approach e.g. integrated drug/diagnostic regulatory and submission plans), including HA engagement plans and mitigation strategies.
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As the cornerstone of both departments, the incumbent will directly manage and engage in the workload of the EHS Coordinator and HR Generalist, ensuring all practices are in strict compliance with state regulatory requirements.
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Conduct investigative review and analysis in support of company’s BSA/AML regulatory compliance policies and program including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other company lines of business.
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Regulatory Affairs Certification (RAC) or Certified Tissue Bank Specialist (CTBS) certification preferred. A minimum of 3 years of experience in Regulatory Affairs, Engineering, Quality, or related field preferred.
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Build strong/collaborative relationships with upstream and downstream departments, including Provider Network Operations, to ensure timely resolution of provider inquiries and prevent escalation to DOH/DFS or other regulatory bodies.
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Strong working knowledge of Maritime Regulatory Authorities (i.e. ABS, NAVSEA, MIL, USCG, IMO, etc.) Ensuring vessel design is in compliance with relevant regulatory authorities, specifications and customer requirements.
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regulatory job Title: sr regulatory affairs associate in Newark, NJ
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