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3-5 years of related experience, ideally in financial risk model validation, risk analytics or quantitative modeling. The Associate Director, Senior Quantitative Analyst is a critical member of the model validation team within the Model Risk Management (MRM) Responsibilities range in activities including risk governance and reporting, model inventory, model validation and model performance oversight.
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The Manager, U.S. Financial Reporting contributes to the overall success of the U.S. Finance Organization, ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team's business strategies and objectives, and ensures all activities conducted are in compliance with governing regulations, internal policies and procedures.
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Our full range of advisory services includes strategic communications, investor relations, financial transactions and restructuring, management consulting, physical and cyber risk, organizational design, board and executive search, geopolitics and government affairs, corporate governance, ESG and DE&I.
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Experience in the Compliance domain is required - working knowledge of some of the workflows covering Anti-Money Laundering (AML), Transaction Monitoring, Know Your Customer (KYC), Conflicts Checks, Regulatory Reporting, etc.
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The role supports a high-profile regulation and requires interaction with members of the business, Financial Crime Risk Management Group, Market Compliance, Operations and Governance and Control to ensure compliance with AML mandates and regulatory requirements.
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SMBC Nikko Securities America, Inc. is a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB.
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The ideal candidate will possess a deep understanding of financial risk, regulatory requirements and regulatory reporting. Minimum years stress testing, risk management, financial reporting, or a related field within the financial services industry.
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Advise and credibly challenge executive management on risk issues to influence strategic direction and long-term business planning and to ensure compliance with regulatory rules and expectations.
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This position also supports sales, marketing, operations, and regulatory as well as other duties assigned by the Manager or Director of Engineering. The Administrative Construction Manager ensures contractor compliance with State, local, and company requirements while working within the public ROW or utility easement.
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3-5 years in the financial services industry at a broker/dealer or regulatory agency (i.e. FINRA, SEC, CFTC), ideally with an emphasis on surveillance with exposure to business, IT, operations, support, and control functions.
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10 to 15 years of professional experience in a Financial Crimes, Compliance, Audit, or Risk Management capacity within the financial services industry. Strong knowledge of the securities regulatory environment, including familiarity with regulatory authorities (e.g., Office of the Comptroller of the Currency, Federal Reserve, OFAC, Financial Crimes Enforcement Network, Financial Conduct Authority, etc.
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The Security Risk Analyst will report to the Senior Manager, Governance Risk & Compliance and liaise with other teams across Digital Security. Have a working knowledge of and be able to support all GRC capabilities such as cyber risk management, third-party risk management, security training and communications, and our compliance program.
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Develop, implement, and maintain privacy risk management framework to ensure compliance with global privacy regulations such as GDPR, CCPA, etc. You will join a global team driving privacy best practices across TikTok. Our focus involves ensuring compliance with global laws, regulations and the adoption of privacy best practices.
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Respond to and resolve trade/client related issues and engage internally as an intermediary between various groups: Trading, Trade Support, Sales, Credit Risk, Onboarding, Operations, and Compliance.
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Ensure proper execution of technical controls associated with regulatory compliance programs including NERC CIP, SOX, BPU and FERC Affiliate Restrictions. Works collaborative with Information Technology (IT) and Cyber Security Risk Compliance (CSRC.
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regulatory compliance risk net financial services wilkes barre jobs Title: manager in Newark, NJ
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