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The Business Risk and Controls Officer – Anti-Money Laundering Risk in this 1st Line of Defense (1st LOD) role will bring expertise in Bank Secrecy Act (BSA) / Anti-Money Laundering (AML) Compliance requirements and Risk experience in Commercial & Private Banking businesses.
$203,315.53 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Trainingcommittees.
$250,000 a yearExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types. Ensure training initiatives include technical aspects and are aligned with risk management and compliance goals.
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The BSA/AML Risk Assessment Consultant is responsible for assisting with the development, execution, and administration of Compliance Risk Assessments, including areas such as BSA/AML, OFAC, Corporate Compliance, Fraud, and Anti-Bribery and Corruption.
$45 an hourTemporaryExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Finance Risk Compliance (FRC), and we give Chief Control Officers, Chief Compliance Officers, Chief Risk Officers, CFOs and their execs the sounding board they need.
$336,900 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Our consultants work closely with our clients' Compliance and Legal leadership teams, leading cross-functional initiatives around Compliance (e.g., AML, KYC, Sanctions), Data Privacy (e.g., GDPR, CCPA, LGPD), Legal Operations and Process and high-stakes projects.
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You will identify and address the compliance risk of new product and interact with local regulators (NFA/CFTC) to seek regulator's view, and advise business lines of the impact of regulatory changes on their business.
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Closely collaborate with various stakeholders to monitor to design an effective AML compliance program and ensure controls are implemented to mitigate risk. The AML Compliance Manager owns the AML Program for Robinhood Money, which includes a spending account offered through Robinhood Money, LLC ("RHY") and credit cards offered through Robinhood Credit, Inc. (“RCT”), and is responsible for overseeing the execution of the AML Program by the Financial Crimes Team as the AML Compliance Officer for these entities.
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Experience with operational resiliency, third party risk management, business continuity risk management, payments risk, country risk or a combination. Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA), Certified Risk Manager (CRM), Certified Business Continuity Professional (CBCP), Certified Third-Party Risk Professional (CTPRP) or Accredited Payments Risk Professional (APRP.
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The Swap Dealer Chief Compliance Officer (CCO) is a senior compliance risk position responsible for leading a compliance program that ensures KeyBank NA (KBNA) Swap Dealer employees understand and comply with all required rules and regulations.
$235,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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There are innumerable opportunities for the successful candidate to partner with clinicians and researchers across MSK to investigate new strategies for efficient screening, surveillance, early detection and risk mitigation to reduce the harms of cancer and its treatment.
$450,000 a yearExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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In-depth knowledge of Compliance Risks and Risk Management, including Anti-Money Laundering, Sanctions, and data captures/flows in supporting applications. The BA/DA should have a minimum of 8 years’ in-depth experience in banking and compliance and be a proficient risk manager.
$157,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Partner with engineering, architecture, legal and audit, teams to assure effective policy and control implementations to protect company information assets and comply with local data privacy regulations, Sarbanes-Oxley compliance and General Data Protection Regulation.
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Representative platforms: Murex, Adenza (Calypso + AxiomSL), Risk Metrics. § Representative functions: Market risk, credit risk, liquidity risk, operational risk, model risk.
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Partner with Global Markets Financial Risk (GMFR), Global Risk Analytics (GRA) and Model Risk Management (MRM) for business requirements. Since the regulatory landscape continues to evolve, there is a need for Market Risk to work hand-in-hand with Front Office and this role offers the selected candidate a real potential to utilize their skills as well as learn how risk management spans across Front Office Trading desks all the way to Market Risk exposure management and eventually reported to the regulators.
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