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Knowledge of Capital Markets products and offerings, policies and procedures and business culture to reconcile regulatory needs with specific product and operational needs.
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For more information visit Purpose of Role:The Prime Margin Risk Manager will lead the development of a first (1st) level risk management framework for the Prime Clearing business.
$175,000 - $250,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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BlackRock Global Markets and Index Investments (BGM) brings together BlackRock's index equity, index fixed income, global trading, securities lending, cash management, ETF markets, and financing and financial resource management businesses to deliver investment, trading, financing and risk management excellence for clients every minute of every day.
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We work collaboratively with our business partners, WM field leadership, and Second Line Compliance partners to ensure that our Financial Advisors serve their clients in accordance with regulatory requirements.
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Facilitating Capital Markets-related regulatory reporting. Equity Capital Markets. Debt Capital Markets. The US Control Room performs a vital function to the organization by supporting multiple business lines and establishing and maintaining a best in class Compliance program for the firm’s central US-registered Broker-Dealer, Cantor Fitzgerald & Co.
$75,000 a yearFull-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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8+ years’ experience in technology risk management, technology audit and/or compliance in the financial services industry within capital markets. A Technology Risk and Controls Manager role is available with our client, a leading global provider of trading, clearing, exchange technology, listing, information and public company services.
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In this role, you will assist the Head of Compliance, by performing various BSA/AML duties related to KYC onboarding, sanctions screening, and transaction monitoring, while ensuring the accuracy and thoroughness of documentation in line with regulatory, policy, and procedural standards.
$90,000 a yearFull-timeExpandUpdated 7 days ago - UpvoteDownvoteShare Job
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Collaborate with internal stakeholders including IT, law, compliance, privacy procurement, and senior leadership to integrate third-party risk management and information security into business processes.
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Knowledge of insurance liabilities, international insurance markets, and regulatory capital frameworks is important. Strong analytic and quantitative skills, and a deep understanding of capital markets with an emphasis on fixed income, FX, and related derivatives markets.
$200,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Our mission is simple: End Cyber Risk. We’re looking for a Product Manager – Compliance to be a part of making this happen. Responsibilities Lead the development and execution of regulatory compliance product strategy, ensuring alignment with key stakeholders, business goals and customer needs.
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Must be fully cognizant and adhere to regulatory and legal (Business Conduct) requirements for clinical trials and other Medical Affairs activities; thorough knowledge of FDA regulations, ICH guidelines and GCPs governing the conduct of clinical trials.
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Support multiple projects using technology and analytical techniques in a fast-paced Qualifications Required Qualifications: 5-7 years of internal audit, front office business control, compliance, or risk management experience in corporate and investment banking (e.g., equity capital markets, debt capital markets, investment banking, corporate banking, leasing.
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Plan and execute client engagements focusing on Liquidity Risk, Liquidity Regulatory Reporting, Internal Liquidity Stress Testing, Funds Transfer Pricing (FTP) and Resolution and Recovery Planning.
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You will assess the risk for various commercial insurance lines of business that can include Property, General Liability, Workers Compensation, Auto/Fleet, Products Liability, Inland Marine and Builders Risk. Tools or Items You Must Provide:·Windows-based PC with an image/document scanner·Digital camera·High speed internet access·Measuring device such as: laser, 100 ft.
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As a Senior Business Information Risk Manager at Audible, you'll be at the forefront of safeguarding our digital landscape, championing information security across our entire ecosystem.
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risk global capital markets business manager regulatory compliance jobs in Jersey City, NJ
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