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The ideal background in a Consultant will be a Product Owner, Business Analyst or Business Systems Analyst turned Product Analyst with domain experience in Governance, Risk, and Compliance and/or Financial Crimes.
ExpandApply NowActive JobUpdated 19 days ago - UpvoteDownvoteShare Job
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You will oversee the design and delivery of the NFA/CFTC controls program, portfolio of projects, incident management, and implementation of overall compliance framework for the FCM as it pertains to the Futures product.
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The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Training committees.
$250,000 a yearFull-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Consumer lending product knowledge (e.g., mortgage, auto, credit card), consumer lending life cycle knowledge (e.g., marketing, origination, pricing, risk and servicing), consumer regulation knowledge (e.g., fair lending, CRA, UDAP, TILA, RESPA), regulatory requirements of the Federal Reserve, OCC, OTS and/or FDIC.
$198,600 a yearFull-timeExpandApply NowActive JobUpdated 17 days ago - UpvoteDownvoteShare Job
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Collaborate with product compliance control teams to ensure that there is strong oversight of all compliance operations including AML, Fraud, Sanctions, KYC/CDD and EDD. This position requires close partnership with our financial crime compliance operational and product teams, with opportunities to present to senior stakeholders and shape the strategic direction of the financial crime compliance program.
Full-timeExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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In this role you will help to execute Current’s overall BSA/AML compliance program, including transaction monitoring, investigations, and reporting for debit and credit product offerings.
$95,000 a yearFull-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Financial instruments product knowledge, accounting experience or Consumer Compliance experience (a Financial Engineering qualification, CFA, PRMIA/FRM qualifications or CPA, CRCM) Prior experience in compliance, product controllers, legal, regulatory, audit or risk management functions in the firm’s various businesses, e.g., consumer banking, asset or wealth management and/or global banking and markets businesses.
Full-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Provide thought leadership, product expertise, and support for initiatives related to product development, Legal & Compliance operational and process improvements, vendor management, product documentation, and/or system releases.
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Citi’s Corporate Bank serves as the primary conduit of Citi’s full product suite by maintaining and managing Citi’s Institutional client relationships, and partnering with Services, Markets, and Investment Banking to provide a full array of solutions including cash management, foreign exchange, trade finance, custody, clearing and loans, capital markets, derivatives, structured products, and strategic advisory services.
$300,000 a yearFull-timeExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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Partner with stakeholders to augment the transaction monitoring, investigation, and suspicious activity reporting systems and framework to ensure Rho maintains the highest regulatory standards while creating an optimal, innovative customer and product experience.
$250,000 a yearFull-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Providing ongoing Compliance advisory services to the U.S. Capital Markets business, which includes liaising with external regulators (e.g. FINRA, SEC, Federal Reserve), internal infrastructure support and front office personnel, in the development and implementation of CIBCs new business product offerings and the maintenance of the existing regulatory program.
ExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Providing ongoing Compliance advisory services to sales and trading personnel within U.S. Capital Markets businesses including: Equity Derivatives Flow Trading, Delta One, Program Trading, DMA and ECM. This includes providing real-time advisory support to the respective desk and collaborating with the Head of US Global Markets and the Regulatory Supervision team.
$225,000 a yearFull-timeExpandApply NowActive JobUpdated 21 days ago - UpvoteDownvoteShare Job
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The Director of State Regulatory Compliance, reporting to the Vice President of Compliance, plays an integral role in the oversight and management of product regulatory compliance activities, for State products offered by MetroPlus Health including Medicaid, HIV SNP, HARP, CHP, EP, QHP, and Large Group.
Full-timeExpandApply NowActive JobUpdated 28 days ago - UpvoteDownvoteShare Job
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Conducts regular syncs and meetings with the VIP Hosts and other stakeholders including the broader Regulatory Affairs Department, AML, Responsible Gaming, Payments and Fraud, Operations, Product, and Engineering.
Full-timeExpandApply NowActive JobUpdated 28 days ago - UpvoteDownvoteShare Job
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Proven analytical skills, understanding and demonstrated product knowledge of broker-dealer, equity sales and trading, investment banking and research coverage and production practices. US Capital Markets division of a European based banks seeks a Senior Compliance Officer providing advisory and monitoring activities in support of Investment Banking, Equity Sales and Trading, 15a-6 Research distribution, and Equity Research coverage/production.
Full-timeExpandApply NowActive JobUpdated 1 month ago
product job Title: compliance in Jersey City, NJ
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