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Prior Swap Dealer firm experience is highly preferred, particularly supporting OTC Commodities, FX, and Rates. Acting as a liaison between the Swap Dealer business and the Control & Support functions of the broader group, the Business Manager will serve as a key contact and go-to person.
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In-depth understanding of front to back processing of Swap Dealer products and the applicable governance, legal and regulatory frameworks relevant to these products. This role will support the CEO of the Swap Dealer in driving change initiatives and new business ventures for the Swap Dealer, with responsibilities including clearly defining delivery plans and targets to enable effective growth, and integrating expansion opportunities as they arise.
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Requirements: Valid driver's license Minimum 5 years of driving experience Motor vehicle record free of any recent moving violations Strong problem-solving skills Attention to detail Ability to clearly communicate DealerFLEX is the complete automotive dealer solution providing full-service staffing solutions.
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What you will need:Automotive Service Excellence (ASE) certifications (or ability to obtain in 12 months - paid by AAA) or car dealer certificationsState Safety and Emissions license preferred, not requiredValid driver's license with a satisfactory driving recordAbility to lift a maximum of 75 pounds, and stand for prolonged periods of time.
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National Institute of Automotive Service Excellence (ASE) or car dealer certification in at least three categories to include: Suspension and Steering, Brakes, Heating and Air Conditioning, or the equivalent knowledge and experience with the ability to attain the required certifications within 12 months of hire.
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Qualifications: Experience in Internal Audit or Testing team of control functions Must have an understanding of the control functions of a Broker Dealer and/or similar entities FCM or SEF Familiar with CFTC, SEC, FINRA and NFA Rules Thorough understanding of the requirements Series.
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Cox Automotive employees get to work on iconic consumer brands like Autotrader and Kelley Blue Book and industry-leading dealer-facing companies like vAuto and Manheim, all while enjoying the people-centered atmosphere that is central to our life at Cox. Benefits of working at Cox may include health care insurance (medical, dental, vision), retirement planning (401(k.
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Automotive Service Excellence (ASE) or car dealer certification as a “Tech”, or the equivalent knowledge/experience with the ability to attain the required certifications within 12 months of hire.
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A family-owned authorized dealer of Peterbilt trucks, Hunter Truck has provided four generations of trucking solutions and an unparalleled commitment to personalized service, parts, and sales. Complete and pass OSHA approved forklift training.
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Transteck, Inc. one of the largest Freightliner dealer groups with 14 locations and 4 body shops, in the North East United states. Transteck has an immediate opening for an experienced Parts Counter person for our Freightliner of Philadelphia heavy truck dealership.
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Location: Whippany, New Jersey Type: Contract Job #80210 Our client, a leading financial services company is hiring an AVP Broker Dealer Regulatory on a long-term contract basis. Responsibilities: Contribute to the preparation and oversee aspects of various regulatory reporting requirements for the broker-dealer including SEC Rule 15c3-1, 15c3-3, and the required filing submissions.
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Sound understanding of the RIA (Registered Investment Advisor), broker dealer and bank trust segments and how to sell into each market segment. Sound understanding of the RIA (Registered Investment Advisor), broker dealer and bank trust segments and how to sell into each market segment.
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Our customers rely on our B2B products and services through Data One Software, DMS Vue, Activator, Dealer Specialties, Cross Sell, Alliant, DX1, Travel Media Group and Franchise Ventures business units.
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2-3 years of broker dealer knowledge and understanding. This is a full-time on-site role for an Investment Operations Associate at Northwestern Mutual in Red Bank, NJ. The Investment Operations Associate will be responsible for day-to-day tasks related to managing Financial Advisor's investment portfolios, processing transactions, reconciling accounts, and supporting the leadership team and financial advisors.
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Maintains compliance with all applicable bank, broker/dealer, State and Federal regulations associated with the sale of investment and insurance products including Santander Policy Statement governing the sale of uninsured products.
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dealer job in Jamesburg, NJ
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