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Help design and implement the Broker-Dealer compliance program, educate and train the firms associated persons, and work in tandem with executive management, outside counsel and compliance consultants to foster a culture of compliance.
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This position provides analytical and program implementation support in a dual role for the Compliance and Enterprise Risk Management (ERM) departments. + Solid project management skills with ability to manage multiple tasks, lead cross-functional teams, and direct other associates.
$140,000ExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Directs quality oversight of compliance and quality systems activities including Quality Risk Management, Data Integrity, Training, Audits and Inspections, Document and Records Management and Site Quality Council.
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Bachelor's degree in Construction Management, Business Administration, Procurement, Public Administration from a four (4) year course at an accredited college or university or directly related field, and five years of increasingly responsible experience in Contract Administration, Procurement or Business Administration preferred.
$85,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Responsible for Regulatory Tracker and related matter management system - uploading matters, key documents and managing docketing system. Responsible for coordinating numerous learning management systems, databases and tracking systems.
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Supports the 2nd Line of Defense Fiduciary Risk Oversight program through execution of the CRM Program and related initiatives: Requirements & Standards Documentation, Compliance Monitoring Activities, Compliance Control Management, Compliance Risk Assessment (CRA), Participation in Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support.
$173,044.05 a yearFull-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Enterprise Services is searching for an experienced Product Manager to lead our Security and Compliance Product which includes all ServiceNow applications related to security such as Integrated Risk Management, Security Operations and Business Continuity Management as well as scoped applications that support areas such as Global Security Watch Desk.
$259,400 a yearFull-timeExpandApply NowActive JobUpdated 14 days ago - UpvoteDownvoteShare Job
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C) performing and interpreting gap analysis (d) experience in Enterprise Resource Management and related risk analysis, process analytics, and business intelligence. Demonstrate excellent project management skills, inspire teamwork and responsibility with engagement team members, and use current technology/tools to enhance the effectiveness of deliverables and services.
$148,900 a yearFull-timeExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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Support various projects including the implementation of Security Scorecards globally and driving third-party risk management processes with other regions. 7+ years of experience in IT security, compliance, or a related field.
Full-timeExpandApply NowActive JobUpdated 25 days ago - UpvoteDownvoteShare Job
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Five plus years of asset management compliance experience, with expertise in Fixed Income products and markets. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth.
$172,300 a yearFull-timeExpandApply NowActive JobUpdated 12 days ago - UpvoteDownvoteShare Job
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Reporting to the Senior Resource Navigator, the Intake and Compliance Specialist is responsible for identifying participants, monitoring the tenant hotline, completing intake screenings, monitoring and tracking data in our Homeless Management Information System, and making initial housing and legal service referrals for participants in the Comprehensive Defense and Diversion Program.
$34.62 an hourPart-timeExpandApply NowActive JobUpdated 17 days ago - UpvoteDownvoteShare Job
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8+ years of asset management compliance experience, with proven expertise in Fixed Income products, markets, strategies and the laws and rules applicable to Fixed Income Portfolio Management.
$201,200 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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This is a U.S. Public Health position within the Department of Homeland Security (DHS), Immigration and Customs Enforcement (ICE), Enforcement and Removal Operations (ERO), ICE Health Service Corps (IHSC), Office of Deputy Assistant Director of Healthcare Compliance, Medical Quality Management Unit (MQMU.
Part-timeExpandApply NowActive JobUpdated 24 days ago - UpvoteDownvoteShare Job
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Compliance Management: Ensure all FreezPak facilities comply with federal, state, and local regulations, including food safety laws, sanitation standards, and warehouse compliance requirements.
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3+ years of experience working in Professional Services/Consulting, Internal Audit, Risk Management, IT Operations, Cyber- or Information Security, or a related field, either in professional services or industry.
Full-timeExpandApply NowActive JobUpdated 2 months ago
management job Title: compliance in Hillside, NJ
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