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Support special projects as directed by the Head of KYC and Sanctions Advisory, and BSA/AML/Sanctions Compliance Testing. Evaluate client AML/KYC risk and determine KYC related information and documentation required based upon entity type and products as well as approving adequacy of account documentation and financial information received from prospective and existing clients.
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You will provide compliance guidance around NFA/CFTC regulated new products, business initiatives and implementing a strong risk management framework, including assessing the design and operational effectiveness of critical compliance risk controls both financial and otherwise.
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You will work successfully across multidisciplinary teams and drive a continuous delivery culture to embed informed, science-based decision-making into existing mechanisms, such as decarbonization strategies, ESG compliance, and risk management.
$275,300 a yearFull-timeExpandApply NowActive JobUpdated 29 days ago - UpvoteDownvoteShare Job
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The unit also assists Third Party Risk Management program’s compliance with regulatory requirements, including OCC Bulletin 2023-17 Interagency Guidance. 7 or more years in enterprise risk management or vendor risk management/monitoring.
$120,000 a yearFull-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Minimum of 4 years experience in Information Security Governance Risk and Compliance role, preferably in the retail sector. Supports the development of metrics for the Information Security risk management reporting dashboard including the status of the security governance, risk remediation, and audit compliance efforts.
$115,000 a yearFull-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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The Assistant Manager, Trade Compliance is a member of the team responsible for the classification of the brands' SKUs, maintenance of the HTS and duty in the brand’s ERP, liaison with USCBP on issues/requests, ensuring brokers are following outlined procedures, and supporting the compliance of all regulations from USCBP and partner government agencies.
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The Sr. Associate, AML Compliance is responsible, as assigned by management, for various operations including AML investigations, SAR filing, enhanced due diligence processes, high-risk customer surveillance, special investigations, and OFAC compliance.
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Oversees and directs Risk Management, Compliance, Bank Secrecy Act, Vendor Management and Security business units and all related management reporting. 15+ years of experience in building and overseeing a compliance/risk function at a commercial or community bank.
$280,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Work with CCO in assessing, overseeing, and improving the risk management and compliance practices for retail crypto trading and custody. Understanding of the current and evolving landscape of regulatory compliance and risk management for global financial technology and crypto companies.
$175,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Familiarity with Supply Chain Risk Management, Governance, Risk & Compliance, and Third-Party Risk Management. In recognition of the growing volume and complexity of data and regulation, Exiger is committed to creating a more sustainable risk and compliance environment through its holistic and innovative approach to problem solving.
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Financial Risk Manager (FRM) OR. The team is also responsible for credit risk management and global payment services audits in EMEA. An Audit Manager is expected to lead audits and a team of auditors working on the audit.
$160,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Financial Risk Manager Certification (FRM) and / or Professional Risk Manager (PRM) preferred. Liaise with other risk overseers to integrate the risks and enhance the risk, internal control and compliance program and system.
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Prepare quarterly and annual credit reviews, including analysis of borrowers’ financial and social impact data, and compliance with covenants; Monitor real estate projects during construction/lease-up by maintaining awareness of development progress, appropriateness of draw requests, adequacy of capital sources, cost overruns and availability of contingency; Regularly identify efficiency improvements in all operational aspects of CDFG.
$200,000 a yearFull-timeExpandApply NowActive JobUpdated 22 days ago - UpvoteDownvoteShare Job
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We are seeking a highly experienced Chief Compliance Officer (CCO) to join a $10 billion Credit Hedge Fund. The ideal candidate will have a strong background in Investment Advisor (IA) compliance, with the ability to launch and build a comprehensive compliance program.
$400,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The AVP, Compliance Manager, is based in our midtown New York office and will join a global team with stakeholders and partners in Dublin, Bermuda, London, and Switzerland. Leading writer of Property & Casualty Reinsurance seeking an AVP, Compliance Monitoring Manager supporting their Investments Operations team.
$150,000 a yearFull-timeExpandApply NowActive JobUpdated 10 days ago
manager retail compliance risk jobs Company: Capital One in Harrison, NJ
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