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The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Trainingcommittees.
$250,000 a yearExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Finance Risk Compliance (FRC), and we give Chief Control Officers, Chief Compliance Officers, Chief Risk Officers, CFOs and their execs the sounding board they need.
$336,900 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Plan and execute client engagements focusing Operational Risk, Operational Resilience, Regulatory Compliance, Surveillance, Conduct Risk, Third Party Risk Assessments and other risk programs.
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Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA), Certified Risk Manager (CRM), Certified Business Continuity Professional (CBCP), Certified Third-Party Risk Professional (CTPRP) or Accredited Payments Risk Professional (APRP.
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The Swap Dealer Chief Compliance Officer (CCO) is a senior compliance risk position responsible for leading a compliance program that ensures KeyBank NA (KBNA) Swap Dealer employees understand and comply with all required rules and regulations.
$235,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Job Title: Chief Financial Officer (CFO)Location: New York City, NY or Beverly Hills, CAPosition Type: Full-TimeAbout Us: We are a renowned art gallery dedicated to showcasing exceptional art and supporting emerging and established artists.
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The Division of Supportive and Acute Care Services in the Department of Medicine at Memorial Sloan Kettering Cancer Center seeks to recruit an exceptional academic physician and leader to serve as the Chief of the Rapid Diagnosis, Early Detection and Risk Reduction (RaDaR) Service.
$450,000 a yearExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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It's an exciting time to be part of the IFF Global IT Team. The VP, Chief Information Security Officer will lead the security organization from end to end. Establish and maintain a culture of constant vigilance, information risk management, and industry awareness of information risk and protection of IFF's information assets and critical business systems and processes.
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As a Precision employee, you will be collaborating with experts across a diverse array of fields-including neurosurgery, mechanical engineering, machine learning, and microfabrication-to push the boundaries of what is possible.
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The Director of Financial Planning & Analysis reports to and advises the Chief Financial Officer (CFO) and the Chief Operating Officer (COO) on organization wide budgeting and other financial decisions.
$175,000 a yearFull-timeExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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The team reports directly into NYLIM's Chief Investment Officer. Bachelor's degree in Economics, Finance or related field; pursuit of CFA, MBA or other forms of continued learning a plus.
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Appropriately assess risk when business decisions are made, demonstratingconsideration for the firm's reputation its clients, and assets, by driving compliance with applicable laws, rules, and regulations, adhering to company policy, applying sound ethical judgment regarding personal behavior, conduct, and business practices.
$550 an hourFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Bachelor's degree or above in Human Resources, Business Administration or a related field and/or relevant certification from SHRM or HRCI (PHR, SHRM-SCP, SHRM-CP) This position reports directly to the Chief Financial Officer and is on-site at our New York City (Flatiron neighborhood) office.
$190,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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The Procurement Operations and Governance Lead is responsible for supplier onboarding in compliance with JM’s third-party risk management framework. Supplier Risk and Compliance Management: Liaison for Legal for Third Party Risk Management procedure execution as it relates to GP&L.
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You will be the senior risk manager for BlackRock's US Securitized platform including agency mortgages, mortgage credits, CMBS and ABS. You will partner with the fixed income investment team to deliver independent risk oversight, risk advice, and provide quantitative analysis to assist with portfolio construction, product design and investor engagement.
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