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2023 FirstCommand Financial Services, Inc. parent of First Command Brokerage Services,Inc (Member SIPC, FINRA), First Command Advisory Services, Inc., First CommandInsurance Services, Inc. and First Command Bank. Securities products andbrokerage services are provided by First Command Brokerage Services, Inc., abroker-dealer.
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Qualifications: FINRA Licenses Insurance Experience Bachelor's degree in Finance or a related field Strong analytical and problem-solving skills About Company Are you looking for an opportunity to impact your community, help build a legacy for yourself and your clients, and find the independence and flexibility you seek without being alone.
$350,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC.
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FINRA: Maintains proper licenses including Series 7, Series 66, Life, Health, and Variable insurance licenses. FINRA: Maintains proper licenses including Series 7, Series 66, Life, Health, and Variable insurance licenses.
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Member FINRA/SIPC. CFS is a broker/dealer and Registered Investment Advisor with a stable track record of serving the investment needs of credit unions and their members. CFS (Member FINRA/SIPC) is a broker-dealer and Registered Investment Advisor with a stable track record of serving the investment needs of credit unions and their members.
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FINRA Series 65 is strongly preferred (required within 60 days of hire). Develop and implement a comprehensive sales program focusing on virtual sales techniques, capital markets, and portfolio management.
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FINRA Series 65 or obtain within two months of joining the company. Company-sponsored education to obtain FINRA licensing. Evergreen Money is led by fintech pioneer, Bill Harris. FINRA Series 65 or obtain within two months of joining the company.
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FINRA Series 6 license will required within 9 months of employment. Non-sales positions have the opportunity to participate in a bonus program. This role offers in-office, hybrid (blending at least three office days in a typical workweek), and remote work arrangements (only if residing more than 30 miles from Des Moines, IA, or Charlotte, NC.
$98,400 a yearFull-timeExpandApply NowActive JobUpdated 18 days ago - UpvoteDownvoteShare Job
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FINRA Series 7 and Series 63 licenses required. The Managing Director of Institutional Trading will be a point of contact for clients and partner Institutional sales representatives to ensure seamless trade execution with a focus on the investment grade fixed income market.
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If you do not have the following, you will be required to attain them under the sponsorship of Equitable Advisors: state life and health licenses, FINRA Series 7 and 63/66 registrations. A four-year college degree is preferred but not required and relevant professional FINRA securities registrations are a plus.
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Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. Our Consumer & Community Banking division serves our Chase customers through a range of financial services, including personal banking, credit cards, mortgages, auto financing, investment advice, small business loans and payment processing.
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Please note : This role requires FINRA licensed and/or FINRA Associated Person pre-hire fingerprinting. This is why diversity, equity, and inclusion (DEI) are guiding principles that are embedded in our brand and our culture.
$47,500 a yearFull-timeExpandApply NowActive JobUpdated 12 days ago - UpvoteDownvoteShare Job
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FINRA Series 7 & 66 (63 & 65 accepted, in lieu of 66) registrations required with 5+ years’ experience. FINRA Series 7 & 66 (63 & 65 accepted, in lieu of 66) registrations required with 5+ years’ experience.
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Gain FINRA Series 6 & 63 if applicable in certain regions. Gain FINRA Series 6 & 63 if applicable in certain regions. Excel at gaining market access and building relationships. The Insurance Agent works directly with the Regional Field Leader (Agency Consultant.
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FINRA series 7, 63/65 (or 66) You'll be an employee of Coastal and a dual employee/agent of CUSO Brokerage Services, Inc. (CFSI) and/or Members Trust Company (MTC). Securities industry licenses are held by CFSI and MTC.
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finra job in Raleigh, NC
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