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Solid understanding of broker/dealer/investment advisor regulatory requirements. 10 years of experience reviewing and approving Investment Advisor/Broker Dealer marketing materials. Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electronic communications to ensure compliance with firm and regulatory requirements.
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Our current portfolio includes the following: Mattress Advisor, launched in 2017 Mattress Nerd, acquired in 2018 Sleepopolis, acquired in 2020 Mattress Clarity, acquired in 2020 The Fit House, launched in 2021 Garage Gym Reviews, acquired in 2021 Sleepyti.me, acquired in 2022 Sleep Advisor, acquired in 2022 BarBend, acquired in 2023 Breaking Muscle, acquired in 2023 Partnerships with leading direct-to-consumer brands and media companies to grow their businesses.
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If you answered yes to all these questions, then being a Beauty Barrage Brand Ambassador is the right opportunity for you!
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As an Investment Sales Managing Director for Greysteel in Charlotte, North Carolina , you'll serve as the lead advisor and driving force behind our brokerage services' growth and success. This role is a dynamic blend of being a trusted advisor, executing deals, developing business, and stewarding advisor team culture.
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As the nation's leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. Contact Center Tooling & Enablement: the tools that provide our frontline staff with the information and capabilities they need to provide fast, accurate and value optimized support - spanning routing, desktop, chat, telephony, mobile, workforce management, quality management, and attendant features and controls.
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CPI Security, a leader in the security and automation solutions industry, is looking for a Sales Advisor to join our growing Inside Sales team at our incredible corporate headquarters in Charlotte, NC.
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Certifications:Chartered Financial Advisor (CFA)Certified Financial Planner (CFP) Within the BTS practice we serve renewable energy clients that develop, build, own, and operate renewable energy projects, such as wind, solar, battery storage, geothermal, biomass, and fuel cell projects.
$63,420 - $144,300 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Westman Atelier is seeking an energetic Beauty Advisor with a passion for clean, luxury beauty, to service our counter at Nordstrom. Gucci Westman has more than 20 years of professional experience as a major editorial makeup artist, contributing to publications like Vogue and Harper's Bazaar.
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Experience with Schwab Institutional, eMoney Advisor, Black Diamond, and other financial planning software tools, including CRM systems. Our Charlotte, North Carolina office is seeking an Associate Advisor to assist clients, wealth advisors, and other team members in various roles to serve a client base consisting of high-net-worth families and business owners.
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AAG Ameriprise Advisor Group. The role directly supports Recruiting Directors, assisting them in candidate progression from Initial Engagement through hire - with a specific focus on managing the advisor experience.
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Responsible for managing mid-size Registered Investment Advisor (RIA) and/or Independent Broker Dealer (IBD) client relationships, located primarily in the Eastern U.S. Responsible for managing mid-size Registered Investment Advisor (RIA) and/or Independent Broker Dealer (IBD) client relationships, located primarily in the Eastern U.S.
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Northwood Investors is a privately held real estate investment advisor that was founded in 2006 by John Kukral, the former President and CEO of Blackstone Real Estate Advisors. Northwood Investors is a privately held real estate investment advisor that was founded in 2006 by John Kukral, the former President and CEO of Blackstone Real Estate Advisors.
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Plan, develop, and support client NERC CIP compliance programs
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5+ years of Financial Industry project experience, (Wealth Management, Advisor Experience, Mergers & Acquisitions (M&A), Commercial/Consumer Banking, Investment Banking) 5+ years of Financial Industry project experience, (Wealth Management, Advisor Experience, Mergers & Acquisitions (M&A), Commercial/Consumer Banking, Investment Banking.
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You'll be supported every step of the way with technology that helps you prospect, eliminates tedious ops and admin work, and differentiates you from every other investment advisor out there. As a Senior Financial Advisor, you are an entrepreneur under the Farther umbrella building a client-first business with modern tools backing you.
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advisor job Company: Houlihan Lokey in Charlotte, NC
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