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Focus on financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management, and investment advisor compliance.
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Drives a strong governance and internal control environment and perform effective challenge by executing on enterprise control and governance frameworks, including (but not limited to) pRCSA standards, regulatory compliance policies and standards, model risk management, and end user computing standards.
$200,000 - $250,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Integrate Governance Risk and Compliance (GRC) toolsets into enterprise capabilities including Continuous Integration and Continuous Deployment pipelines, IT Service Management tooling, and Data Warehouse Platforms.
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UES is a nationwide leader in Geotechnical Engineering, Construction Materials Testing and Inspection, Building Code Compliance, Environmental, Occupational Health & Safety, and Building Envelope.
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Ensure ADP Workforce Now compliance with relevant regulatory requirements, and data protection laws. Oversee the tactical configuration, customization, and maintenance of ADP Workforce Now modules, ensuring system integrity and compliance.
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Overview Nelson Mullins is looking to add a Litigation Associate to its energy & environmental regulatory group in the Charlotte office. All candidates are asked to submit the following application materials:Cover letterResumeCopy of law school transcript We Know You You have gained at least three years of meaningful experience in the areas of energy and environmental law where you have focused your practice on both regulatory matters and litigation before federal and state courts and regulatory bodies.
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TEP’s in-house services include site acquisition, civil & electrical engineering, structural engineering, geotechnical engineering, inspection, environmental/regulatory compliance, construction management, and land survey services.
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The RN Clinical Director, in collaboration with the Chief Operating Officer, is responsible for developing and sustaining Quality and Safety programs, while maintaining all regulatory compliance aspects for the group.
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Ensure effective design of and compliance with internal controls and SOX compliance. With over 4,500 centers in 15 countries, Driven Brands is the parent company of some of North America’s leading automotive service brands including Take 5 Oil Change, Take 5 Car Wash, Driven Glass, Meineke, Maaco, CARSTAR, and more.
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Consult with the Customs Brokerage Department to obtain technical guidance for regulatory compliance as required by agencies including the EAR and U.S. Customs. Accurately and efficiently prepare documents for ocean export shipments and import documents for distribution to Brokerage Operations and/or customers' Brokers.
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With some of the greatest talent in Geotechnical Engineering, Construction Materials Testing and Inspection, Code Compliance, Environmental,OccupationalHealth & Safety, and Building Envelope, we are committed to delivering groundbreaking solutions for our clients.
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Coordinating audit activities by integrating other internal audit subject matter teams (Information Technology, Anti-Money Laundering, Compliance, Risk Management, Treasury, etc.) - Ability to build and continuously improve working relationships with internal audit peers, business line leaders, and partners (risk and compliance.
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Ensures enterprise-wide compliance with established standards, policies and procedures for the bank set by Corporate Security or other Ally Bank departments. Thoroughly research incidents and/or allegations and interact with other departments of Ally Bank, Risk, Compliance and Legal.
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Our areas of expertise include remote sensing, geospatial analysis, GIS, soil science, water quality and demand evaluation, agricultural systems, salinity and nutrient management, ecosystem restoration, statistics, and regulatory policy.
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The data manager will work closely with administration, the guidance counselor, social workers, and attendance secretary to ensure compliance with federal, state and district reporting. Knowledge of federal, state, and local regulatory requirements applicable to school system technology.
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regulatory compliance jobs Title: pharmacy technician Company: Cvs Health Retail in Charlotte, NC
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