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Familiarity with Cobrand partnerships at financial institutions, experience dealing with Financial Technology (FINTECH) partners, and/or Third-Party Risk Management. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
Full-timeExpandApply NowActive JobUpdated 16 days ago - UpvoteDownvoteShare Job
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Ensure regulatory compliance with Occupational Safety and Health Administration (OSHA) 1910.119 Process Safety Management (PSM) and Environmental Protection Agency (EPA) 40 CFR Part 68 Risk Management Program (RMP) standard as well as internal corporate standards.
Full-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Perform Compliance and Operational Risk audits at the enterprise level as well as other diverse lines of business and specialty areas; Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE.
Full-timeExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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Nice: a technical aptitude, prior engagements on scrum and delivery teams, finance consulting exp like working at a big 4 compant that is adjacent to fintech, treasury or liquidity risk management (primary concern for all banks), LRM (liquidity risk management), balance sheet and interest rate risk management (BSIRRM) Treasury and balance sheet initiatives.
$66 - $68.75 an hourFull-timeExpandApply NowActive JobUpdated 27 days ago - UpvoteDownvoteShare Job
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Experience in complying with US regulatory requirements and expectations related to corporate strategy and policy, risk measurement and reporting (e.g., non-trading market risk, interest risk management, liquidity stress testing, Liquidity Coverage Ratio, Net Stable Funding Ratio, 2052a, capital adequacy, front office investments.
Full-timeExpandApply NowActive JobUpdated 14 days ago - UpvoteDownvoteShare Job
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3+ years of experience in the Financial Services industry (at BAC or a similarly-sized institution) researching and remediating data issues impacting financial, risk, or regulatory reporting functions, project management or other data management & data control environment.
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Minimum 3 years of experience in financial services industry, with at least 2 years in an operational risk management, internal audit, or compliance role with a focus on internal control monitoring and testing Skills and Knowledge.
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Operational Excellence - Improving CFO Data Management functions for production, data governance, data change and regulatory/audit activities. Ownership will include building, delivering and monitoring daily data controls essential for Regulatory Reporting.
Full-timeExpandApply NowActive JobUpdated 28 days ago - UpvoteDownvoteShare Job
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We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
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As a Regulatory Risk Specialist within PNC Investments organization, you will be based in Charlotte, NC, Pittsburgh, PA, or Cleveland, OH.FINRA Series 7,66,24 licenses requiredJob DescriptionPartners with regulatory risk manager to execute regulatory risk initiatives including setting up, building and monitoring initiatives.
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Maintain awareness of current regulatory/industry trends impacting the Bank’s operational risk management program or practices. Work with the Operational Risk Management Manager on the roll-up and preparation of the annual ERCA for operational risk at City National.
$101,231 - $172,355 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Collaborate with Legal and Compliance teams to integrate risk management considerations into regulatory compliance efforts, ensuring a holistic approach to managing risks. Coordinate risk management activities with internal audit, compliance, and legal teams to ensure alignment with regulatory requirements and industry standards and facilitate the resolution of GRC-related issues.
ExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Experience working in Financial Services industry, preferably Risk/Compliance/AML/Investment Banking/Capital Markets/ Trade Surveillance/Operational Risk/Credit Risk space. Experience in Capital Markets / Regulatory reporting / Equities / Derivatives.
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At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
Full-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Ten or more years of financial services credit review/credit risk management experience through: past work in credit/loan review, credit risk management, internal audit credit risk coverage, commercial loan underwriting departments at large banking institutions; regulatory agency credit review/credit risk experience; or credit review/credit risk experience at a large consulting firm.
$145,180 - $187,880 a yearFull-timeExpandApply NowActive JobUpdated 8 days ago
at risk regulatory jobs in Charlotte, NC
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