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We are a seeking a Senior Compliance Officer experienced in broker dealer compliance functions that support the Operations, Finance, and Information Technology departments. The ideal candidate for the Senior Compliance Officer, Operations, IT, Finance role will be experienced in building strong relationships with senior leaders across critical support functions to ensure compliance with various rules and regulations of regulatory agencies, exchanges, and states and Firm policies and procedures.
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3 or more years of property management compliance experience, including affordable housing. The Compliance Specialist is assigned to properties with multiple layers of compliance and is.
$32 an hourFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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KEY RESPONSIBILITIESThe ideal candidate for the Senior Compliance Officer, Operations, IT, Finance role will be experienced in building strong relationships with senior leaders across critical support functions to ensure compliance with various rules and regulations of regulatory agencies, exchanges, and states and Firm policies and procedures.
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The Compliance Associate reports to the Director of Supervision & Investigations/Complaints/Office Inspections (ICI). We have a great opportunity for a Compliance Associate who will support the compliance department by assisting the Investigations, Complaints, and Office Inspections (ICI) team with various administrative and support activities.
$60,000 a yearFull-timeRemoteExpandApply NowActive JobUpdated 20 days ago - UpvoteDownvoteShare Job
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The Compliance Associate also serves as a voting member/alternate on the IACUC. The position reports to the IACUC Director and is expected to have the ability to support other Compliance Associates when needed to facilitate the management and function of the IACUC. Compliance Associates may have a specialized or dedicated role to provide lead support in areas of expertise or need (e.g. inspections, protocol submissions, regulatory exceptions, investigations, and data analysis.
$65,000 a yearFull-timeExpandApply NowActive JobUpdated 22 days ago - UpvoteDownvoteShare Job
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Knowledge of consumer protection principles, compliance management systems, compliance risk management, and consumer protection laws in the banking industry (UDAP/UDAAP, TILA, ECOA, RESPA, Flood Insurance, HMDA, FDCPA, FCRA, UDAAP, TISA, EFTA, EFAA, SCRA, MLA, Privacy, etc.
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This will include conducting in-depth analyses of all movement of controlled substances for the prevention of diversion and DEA compliance, investigation of orders of interest, and evaluation of medication return data for monitoring down-stream controls.
Full-timeExpandApply NowActive JobUpdated 22 days ago - UpvoteDownvoteShare Job
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4 years of experience in Privacy, Compliance, Legal, Data Protection, Consumer Protection, Audit, Risk Management, Information Security or related field. + Experience with compliance program management functions within highly regulated markets or services including financial services, telecommunications, fintech, or payments.
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A Bachelor’s degree in Public Administration, Legal Studies, or a closely related field as determined by the agency may substitute for one (1) year of experience; a Master’s degree in Public Administration, Law, or a closely related field may substitute for eighteen (18) months of experience; a Juris Doctor (JD) or Master’s degree in Law or Compliance may substitute for twenty-four (24) months of experience.
Full-timeExpandApply NowActive JobUpdated 21 days ago - UpvoteDownvoteShare Job
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It also includes coordinating activities with others involved in compliance assurance activities, including Compliance Advisory Services, Internal Audit, Enterprise Risk Management and Legal.
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Experience preferred: Fiserv, fintech compliance, and governance, risk, and compliance (GRC) software. Certified Regulatory Compliance Manager (CRCM) or Certified Community Bank Compliance Officer (CCBCO) preferred.
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Manage all aspects of product stewardship including global regulatory compliance as it relates to the Supply Chain. The Suppler Compliance Manager will additionally support product safety and compliance by establishing and maintaining the Supplier Compliance program this includes Raw Material Suppliers, Packaging Suppliers, Ingredient Suppliers, Co-manufacturers and Co-packers.
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Experience with compliance Contract review and negotiation skills in the areas of data security and privacy, data ownership, anti-corruption/anti-bribery standards. The role will also support the Company’s business ethics and compliance programs, including in the areas of third party risk management, code of conduct policy analysis.
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We are searching for a Compliance Manager/Officer within the General Counsel's Organization within the Complaint Resolution team, which is a dynamic group responsible for managing customer complaints and certain advisor errors that encompasses the full scope of products offered by the Firm. Responsible for the effective and timely processing of complaints and advisor error requests to mitigate regulatory risk to the firm.
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The Senior Corporate Counsel – Privacy & Compliance will lead the legal side of data privacy, data management, and consumer compliance on all of our websites and social media and provide guidance in consumer protection.
Full-timeExpandApply NowActive JobUpdated 16 days ago
Title: compliance Company: Pearson Whiffin in Minneapolis, MN
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