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As a trusted partner to our clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe.
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Manages and delivers an ongoing expertise in historical and forward-looking capital market and macroeconomic factors, asset/liability management objectives, and total return/source of return preferences to support refining strategic and tactical asset allocations in alignment with investment objectives and policies, while considering the unique regulatory, accounting, and tax landscapes.
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Fifteen years of experience with large, complex financial institutions in a related field including Risk Management, Regulatory Oversight, Corporate Treasury, or Investment Banking.
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In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients.
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Follow regulatory requirements including those pertaining to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Customer Identification Program (CIP), and OFAC to assist in the identification, detection and determent of money laundering and other unlawful activities, as well as regulations pertaining to lending and consumer compliance to include fair lending laws.
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Review and monitor federal, state, and regulatory publications and other compliance resources to maintain current knowledge of regulations (i.e., ECOA, Reg. B, Reg U, Reg O/FIRA, CRA, FCRA, HMDA, UDAAP.
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Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) Minimum 5 years of audit experience in areas related to compliance and operational risk management programs and regulations.
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Our flagship program, The Anti-Racism Leadership Institute is designed to help education leaders build knowledge, skills, and ability, while concurrently developing a concise, high-yield plan of action to increase racial equity.
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As a Senior within the Sustainability, Climate and Equity: Renewable Energy practice, you will advise clients on tax issues related to renewable energy clients and projects.
$63,420 - $144,300 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Driving compliance to requirements and continuous process improvement by influencing and partnering with enterprise wide partners and executives including Global Financial Control, Centralized Regulatory Reporting, Enterprise Stress Testing, Enterprise Data Management, Balance Sheet Capital Management, Corporate Audit, Finance, Compliance, Operational Risk and others.
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Ensures that bank audit guidelines, regulatory, and operational policies & procedures are implemented and followed. Responsible for Commercial banking lending, deposit and treasury production, financial goal attainment, and the bank's reputation and position for assigned market.
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Work closely with compliance, governance, and IT teams to ensure alignment with regulatory standards. Enterprise Compliance Officer (AML Tuning & Analytics) The Enterprise Compliance Lead/Manager will manage the tuning and optimization of AML monitoring systems.
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They are accoun for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable our client's policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
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Expertise in BSA/AML related risks with a solid understanding of financial services, including correspondent banking, corporate banking, treasury management, and capital markets. Assist in managing regulatory compliance related to data management.
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Conduct regular reviews and audits of the DB plan to ensure financial health and compliance with ERISA and other regulatory requirements. Monitor industry trends and regulatory changes to ensure compliance and competitiveness of retirement plans.
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regulatory compliance investment banking equity and inclusion jobs Title: senior product designer in Charlotte, Columbia, Missouri
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