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Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA. FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire.
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Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. A valid and active FINRA Series 7 license required.
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Openness to manage wealth on behalf of our clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning.
$65,000 - $95,000 a yearExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Certifications:Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA. Certifications:Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA.
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We assist companies and non-profit organizations in delivering benefits to their employees. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent.
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Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment. Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment. Prospect and network for middle-market clients by identification of qualified names and making initial contacts.
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Certifications: Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA Category: Sales. Certifications: Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA Category: Sales. Fidelity Investments is an equal opportunity employer.
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Investment Professionals' Compensation Charles Schwab. Schwab's branch team is at the heart of our firm's commitment to helping clients own their financial futures. As a Financial Consultant at Schwab, you will be procured with the practice of existing Schwab clients, providing them with wealth management and financial planning advice.
Full-timeExpandApply NowActive JobUpdated 21 days ago - UpvoteDownvoteShare Job
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Willingness and ability to obtain FINRA Series 66 or 65, and resident state appropriate insurance and annuity licenses. Willingness and ability to obtain FINRA Series 66 or 65, and resident state appropriate insurance and annuity licenses.
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Any FINRA licenses, CFA charters, and other industry-specific designations is a plus. Investment banking (or related: private equity, transaction services, lending/banking) internship experience is a plus.
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Up-to-date FINRA Series 7 & 63/66 documents are a bonus. Our successful entry-level financial advisor candidate has a passion for developing long-term relationships and an interest in financial data, estate planning, business administration, mutual funds, and more.
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Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC.
$400 a weekExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida.
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