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Provide subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering, outside brokerage accounts, outside business activities, OSJ/branch inspections, firm element CE, email surveillance, information barriers, restricted/watch lists, institutional research, investment banking, and institutional sales.
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In line with HIAS’ values of Welcome, Justice, Empathy, Partnership, Courage and Resilience, the Chief Financial Officer (CFO) is responsible for directing and overseeing all HQ Finance functions, and for leading financial excellence globally, in strict alignment with HIAS’ mission, core values and strategic goals.
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Ensure security controls that can be inherited by other systems are set up for inheritance in the department's Governance Risk Compliance (GRC) tool and draft the control inheritance statements that can be used by other systems.
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Center 3 (19075), United States of America, McLean, VirginiaSenior Associate, Cyber Risk Manager Security is essential to what we do at Capital One, from protecting customer data to the associate experience.
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In conjunction with the Chief Medical Officer and Associate Vice President of Clinical Services, revises abortion service-related PPMW MS&Gs with each update, helps develop training materials, and trains clinicians and staff on MS&G updates.
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SOX financial statement mapping, risk assessment and scoping including working with the external SOX compliance partner to ensure identified business process controls are efficient and effective.
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Support Wealthspire’s Outsourced Chief Investment Officer offering with third party Wealth Managers. NFP and Wealthspire Advisors is proud to offer a competitive salary, PTO & paid holidays, 401(k) with match, exclusive discount programs, health & wellness programs, and more.
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5+ years’ experience with billing compliance management in a healthcare setting, preferably a genetic testing laboratory. Conducts regulatory research to maintain expertise and support compliance training and education related to Federal, State and local laws and regulations, enforcement initiatives, third party coding, billing and claims submission, financial arrangements with physicians, conflicts of interest and internal policies and procedures.
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ASAM is proud to be honored with the Sloan Award for Excellence in Workplace Effectiveness and Flexibility for its use of flexibility and other aspects of workplace effectiveness as a workplace strategy to increase business and employee success.
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Consult with the Associate VP of Clinical Services, and/or Family Planning and Abortion Coordinators as needed to ensure compliance with PPMW standards and guidelines. Must be granted clinical privileges by the PPMW Associate VP of Clinical Services with a copy kept in the personnel file.
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The CISO will work closely with the VP of Compliance, Innovation & Applications, VP of IT Operations, the Director of Corporate Security, and the Profit and Loss senior executives to ensure V2X has an overarching, and comprehensive security program ensuring protection of V2X’s assets, applications, systems, and technology against security threats while enabling and advancing business outcomes.
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To stay ahead of climate change, geopolitical risk, and other major crises and issues, we need a global understanding of what is changing, where, and how fast. As a key member of the Mission Solutions business unit and reporting to the Mission Solutions director, you will play a crucial role in driving the Mission Solutions growth strategy by identifying new business opportunities, maintaining our weighted pipeline, forging strategic partnerships, and converting pipeline opportunities to contract awards with a focus on pre-RFP customer engagement and opportunity shaping.
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Will work closely with I&CM key partners, and regularly engage with I&CM Business and Technology Office (BTO) personnel in monitoring the compliance of information risk policies, standards, and procedures.
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The CFO oversees the following roles within the Business Office: Comptroller; HR Director; Staff Accountant; Accounts Payable Administrator; Student Billing/Accounts Receivable; and a part-time HR Associate.
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Assist in solving problems and supporting the staff to make proactive decisions with their client communications. After just 13 years in business, GPTech has successfully supported more than 100 projects for over 30 clients in over 65 countries, with no sign of slowing down.
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