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Qualifications: Minimum of 5 years of broker dealer compliance experience with at least 2 years of experience reviewing/approving broker dealer marketing materials. This individual will be the compliance partner who will be responsible for working within the Citizens Marketing Department to advise and counsel on applicable SEC, FINRA, MSRB and state securities regulations applicable to any and all marketing/advertising materials which involve any affiliated broker dealer/RIA. The individual must possess an expert level knowledge of all applicable rules/regulations related to broker dealer/RIA marketing and advertising activities.
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IMA's Certificate Compliance (IMACC) team is seeking a Managing Director to join our group! Provide detailed and accuratereviews and answer client inquiries about compliance matters. Annual Performance Bonus, Stock Purchase, Medical Plans, Prescription Drugs, Dental, Vision, Family Assistance Program, FSA, HSA, Pre-Tax Parking Plan, 401(k), Life/AD&D, Accident, Critical Illness, Hospital Indemnity, Long Term Care, Short-term Disability, Long-term Disability, Business Travel Accident, Identity Theft, Paid Time Off, Flexible Work Options, Paid Holidays, Sabbatical, Gift Matching, Health Club Reimbursement, Personal and Professional Development.
$126,000 a yearFull-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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The Compliance and Analytics team is responsible for development, management, and maintenance of internal controls sufficient to ensure compliance with all investor and regulatory requirements, along with quality assurance across the various groups within the Servicing department.
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Oversee preparation, review, and submission of regulatory documents maintaining compliance with regulatory requirements. The Senior Director, Regulatory Affairs helps drive forward our regulatory strategy and operational activities related to Dyne's muscle disease programs.
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Lead a Global Regulatory Strategy Team (GRST) of key contributing members from the regions, emerging markets, RA CMC, Labeling and members of the submission and execution team. The Regulatory Affairs Director (RAD) provides strategic and operational regulatory leadership to the development, commercialization and life cycle management of assigned oncology products.
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Strategic leader with broad-based knowledge of compliance, the business and industry with an emphasis on providing strategic solutions and thought leadership to the business. Responsible for overseeing compliance-related activity for multiple businesses, regions or functions.
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Responsible for reviewing and providing guidance to the business related to regulatory requirements for LPE product development and registrations (e.g., ISO, FDA, IVDD/IVDR, MDD/MDR), as well as product safety and regulatory compliance.
$177,200 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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5-10 years of related management experience with a food or beverage company in Regulatory compliance. Strong knowledge of SQF Certification process, focusing on regulatory compliance.
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Managing federal, state, and local income/franchise tax return compliance process, including acting as the main point of contact to our outsourced compliance provider (KPMG) Oversee three direct reports: Assistant Manager, SALT and 2 Senior Tax Accountants (1 accountant oversees state income and international tax compliance, the 2 accountant is going to be a new hire, and this role will help in hiring.
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NORFOLK COUNTY SHERIFF’S OFFICE POSTING DATE: July 17, 2024 POSITION TITLE: Grants Compliance Administrator STATUS: Non-Union SALARY: $65,000-$80,000 HOURS: 40 Hours SUMMARY: Oversees the full cycle grant process for all NCSO departments.
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Responsibilities With oversight from the Associate Research Compliance Officer for Integrity, responsible for the timely intake and review of issues from faculty and research scientists that may pose concerns about research integrity under institutional policies and sponsor regulations.
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Ensures compliance with global regulatory requirements. Job Description The Director Regulatory Affairs Global Regulatory Lead, Global Regulatory Strategy, is responsible for developing and implementing globalstrategies to secure and maintain market approval for product(s) in the assigned therapeutic area.
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Provide training and guidance to pharmacovigilance staff and stakeholders on compliance-related topics, including adverse event reporting, signal detection, and regulatory requirements. We are seeking a highly motivated, experienced, and passionate individual to join our team as Pharmacovigilance Quality and Compliance Pharmacovigilance Coordinator at Ardelyx Inc. As a subject matter expert, you will play a pivotal role in ensuring the adherence of our pharmacovigilance activities to regulatory requirements, industry standards, company policies, and global regulations.
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Serves as a key strategic partner representing Global CMC Regulatory on Regulatory Networks and Matrix Teams, providing and overseeing strategic direction and guidance to Biopharmaceutical, Pharma Supply Chain, Clinical Trial Supply, Quality Assurance, and Commercial interfaces on both global project and key strategic business initiatives.
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POSITION SUMMARY: The DOT Compliance Coordinator will be responsible for DOT compliance, including driver qualification files, hours of service reporting, DOT permits, DOT maintenance records, FMCSA cargo tank registrations/certifications, licensing and registration and accident reports and investigation.
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Title: regulatory compliance Company: Flybreeze in Wellesley, MA
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