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Strong experience with the contents and implementation of specific regulatory initiatives such as: Dodd-Frank, general consumer compliance, regulatory structure and organizations including the FRB, the CFPB, the OCC, the CFTC, FINRA, and the SEC.
Full-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Required Skills & Experience Experience with compliance systems and regulatory reporting Familiarity with financial regulations such as Dodd-Frank, EMIR, and EFET, and an understanding of KYC and trade limits.
$110,000 - $135,000Full-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements. This position is subject to the Dodd Frank/Truth in Lending Act qualification requirements for Loan Originators.
Full-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Dodd Frank/Truth in Lending Act This position is subject to the Dodd Frank/Truth in Lending Act qualification requirements for Loan Originators. A minimum of five years of financial services or service sales experience, established high net worth referral network and strong community presence.
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Department of Defense Directive (DoDD) 8140 / 8570 Certification requirements (CompTIA Security+ CE or equivalent certification and an Operating System Certification) Must be able to obtain Department of Defense Directive (DoDD) 8140 / 8570 Certification requirements (CompTIA Security+ CE or equivalent certification) within 6 months of start date.
ExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Requirements: CCAR, Dodd-Frank Act Stress Tests (DFAST), Market Abuse Regulations; Demonstrated experience validating two or more classes of models (foreign exchange, equities, identified by internal model validation group; Engaging with internal model validation group, for each class of models to be validated (FX Sales & Trading, Portfolio Solutions, Securities.
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As a part of this role, the candidate will support the intake and ongoing maintenance of trading agreements (Dodd-Frank Protocols 1&2, ISDAs, CSAs, netting agreements, etc.) Our client, a top-tier Management and Strategy consulting firm, is actively seeking a Swap Dealer Onboarding Specialist to join their team.
ExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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Dodd Frank/Truth in Lending Act. Our Consumer & Community Banking division serves our Chase customers through a range of financial services, including personal banking, credit cards, mortgages, auto financing, investment advice, small business loans and payment processing.
ExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Design, implement, and manage technology solutions that support compliance with financial regulations (Dodd-Frank, EMIR, EFET), including KYC and trade limit oversight. You will be doing different types of compliance reporting such as Dodd Frank, EMIR, KYC workflows, analytics around position limits, trends, etc.
Full-timeExpandUpdated 16 days ago - UpvoteDownvoteShare Job
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Knowledge of and familiarity with applicable banking, corporate, and securities laws and regulations, including one or more of the Bank Holding Company Act, Title VII of the Dodd Frank Act, US Basel III Capital Rules and ERISAWorking Model: Hybrid (#LI-Hybrid)We have a balanced hybrid working model to ensure you get the flexibility you need, and the successful candidate will spend their time between working in the office and working from home.
Full-timeExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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Continue to develop, implement and document compliance programs related to the Markets businesses, including those designed to adhere to US Dodd-Frank, EU / UK MiFID / MiFIR, EU / UK EMIR, EU / UK SFTR, ASIC and other relevant regulatory regimes applicable to BBH Markets and/or its clients.
ExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Knowledge of and familiarity with applicable banking, corporate, and securities laws and regulations, including one or more of the Bank Holding Company Act, Title VII of the Dodd Frank Act, US Basel III Capital Rules and ERISA.
ExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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5 years working in risk and regulatory compliance within the banking, capital markets and/or insurance industries (including thorough knowledge of the Basel Accord, Dodd Frank, FBO, FINRA, SEC, FinCEN, OCC, FDIC, CCAR, etc.
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