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At Morgan Stanley Baltimore, we support the Firm's global Technology, Operations, Risk Management, Legal and Compliance, Internal Audit and Finance divisions. We're seeking someone to join our team as a Director in Wealth Management Operations on the Morgan Stanley Bank Operations Oversight team to support documentation, measurement, analysis, and mitigation of operational risk for the US Banks.
Full-timeExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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This is a Team Specialist position at Director level within Client Service & Relationship Management, which is responsible for managing internal and external client relationships. Coordinate with internal stakeholders to ensure accurate and timely completion of all required business approvals and regulatory requirements.
Full-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Work closely with internal general counsel office on legal issues and concerns. From strategy to execution, the Government & Public Sector (GPS) practice of Ernst & Young LLP provides a full range of consulting and audit services to help our Federal, State, Local and Education clients implement new ideas to help achieve their mission outcomes.
$116,400 a yearExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley’s system of internal control, including risk management and governance systems and processes.
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You'll help our clients navigate the audit planning process, apply Internal Revenue Service practice and procedure, address information reporting and withholding matters, and facilitate 9100 relief.
Full-timeExpandApply NowActive JobUpdated 30 days ago - UpvoteDownvoteShare Job
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Ensure compliance with regulatory, legal, and internal audit standards. The ideal candidate will have 3-5 years of experience in audit, audit response, and cyber controls.
$95 an hourExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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The Compliance Specialist will support Programs to improve regulatory compliance and audit readiness by conducting regular and ongoing internal audits. Position Summary: Under the supervision of the Compliance Manager, the Compliance Specialist works to ensure that the organizations policies, procedures, and processes meet legal, ethical, and regulatory compliance specifications to support Team Members in providing high quality, effective, and efficient person - centered case management services.
$89,000 a yearExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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Respond to inquiries from Legal and Compliance, Internal Audit, and regulators. Monitor onboarding queues, and advise internal stakeholders on outstanding regulatory requirements.
Full-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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Coordinate activities related to monitoring risks and ensuring regulatory compliance for assigned accounts with Legal, Risk, Compliance and/or Audit as required. Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable.
$145,122.42 a yearFull-timeExpandApply NowActive JobUpdated 22 days ago
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