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Provide training and guidance on safety issues, perform audits relative to industrial work such as the use of woodworking equipment, machining equipment, painting, confined space entry, and other tasks that involve risk to facilities workers as well as persons involved with theater performances.
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Evaluate firms' pre-trade financial, erroneous and regulatory risk management controls to assess compliance with SEC Rule 15c3-5 in equity, options, fixed income and/or other SEC regulated products traded on an Exchange or Alternative Trading System (ATS.
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Maintains supporting documentation and partners with model validation to ensure model governance processes and procedures are appropriate, executed, and follow Company and regulatory guidelines.
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The Compliance Advisor Senior Manager will work independently from the CBD Chief Compliance Officer to manage a team of associates (registrations and licensing professionals and a compliance advisor) who interact with and advises the CBD LOBs on the need for and effective methods of managing compliance risk arising from federal and state laws and regulations, within an enterprise-level risk management framework.
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This job collaborates with business unit managers and organizational leadership, to review, evaluate, analyze, and provide counsel on compliance regulatory matters involving federal and state laws and regulations governing the provision of health care services.
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Assists with risk assessments by obtaining witness statements, chart review, investigation and action plans. Coordinates compliance with all hospital departments for the regulatory agencies such as Centers for Medicare and Medicaid (CMS), The Joint Commission (TJC), Department of Health and Hospitals (DHH), The State of Louisiana, etc.
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ERM is hiring an Air Compliance Manager to work on-site with the possibility for limited remote work at a client's facility in Plaquemines Parish, LA. In this critical role, you will be responsible for assisting with air permit and regulatory compliance activities.
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Adheres to all regulatory compliance requirements pertaining to food safety, United States Department of Agriculture (USDA) & Country of Origin Labeling (COOL), and Department of Agriculture (DOA.
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Because the incumbent works within a healthcare setting, there may be occupational risk for exposure to hazardous medications or hazardous waste within the environment through receipt, transport, storage, preparation, dispensing, administration, cleaning and/or disposal of contaminated waste.
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Responsible for the management of the compliance risk function, both regulatory and policy, of Consumer and Small Business Lending, and certain Commercial Lending practices, by creating, reporting and monitoring key risk areas as directed by Director, Consumer Lending Risk.
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A career in our Balance Sheet Management practice, within Financial Risk and Regulatory services, will provide you with the opportunity to help business leaders embed a proactive and dynamic risk management capability and mind set into their corporate business practices.
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Risk and Compliance: Ensure adherence to regulatory requirements, compliance standards, and risk management protocols specific to debit and credit card services. Risk and Compliance: Ensure adherence to regulatory requirements, compliance standards, and risk management protocols specific to debit and credit card services.
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Communicates all significant and applicable pending and actual decisions, legislation and regulatory rulings impacting the organization. Monitors all regulatory and legal developments applicable to the organization and communicates all pending and actual decisions, legislation and regulatory rulings in a timely manner to ensure the organization's continued compliance with applicable federal and state laws.
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Works as a liaison within the branch, or across CNA to resolve issues (billing and collections, risk control, underwriting guidance from cabinet members, line of business, underwriting services subject matter experts.
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Stay current with industry trends, best practices, and regulatory requirements related to vendor risk management. Understanding of regulatory requirements impacting the utility industry (SOX, HIPAA, NERC CIP, Smart Meter/Smart Grid, etc.
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risk regulatory jobs in New Orleans, LA
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