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SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida.
$400 a weekExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Licenses Required within 5 months of employment: Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63.
$80,000 - $300,000 a yearFull-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Note: Life and Health, and FINRA Series 6 & 63 (if applicable) licenses are required. FINRA Series 6 or 7 and 63 (if applicable) licenses. Prior Experience as a Financial Advisor, Financial Planner, Registered Representative or Investment Representative preferred.
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Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements.
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Active and valid FINRA Series 7 license required. If you’re looking for a role with a firm that will prioritize your development and set you on the path to becoming a Wealth Advisor, this could be the opportunity for you.
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You’ll also take charge of your own professional journey by attending the Schwab Service Academy, which provides you with the paid training, study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63 licenses.
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FINRA Licenses - Series 6 and 63 or ability to pass the exams within 6 months of hire. Additionally, prior to moving into this licensed role, you must complete a Form U4 and you will be asked to provide authorization for OneAmerica to conduct a full background check, including criminal, employment/education history, credit and public records search in accordance with the FINRA regulations.
Full-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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FINRA series 7 & 66 (or combination of series 63 / 65) and Life, Health & Accident Insurance are required. FINRA series 7 & 66 (or combination of series 63 / 65) and Life, Health & Accident Insurance are required.
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Active FINRA Series 66 license (or may be obtained within the first 120 days) Active FINRA Series 7 license required. As a Wealth Advisor within Schwab Wealth Advisory (SWA), you are joining a premier, fee-based, and non-discretionary investment advisory solution, providing clients with a personal relationship, specialized service, and ongoing advice built on Schwab's approach to investing.
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You will need to have or complete the FINRA Security Industry Essentials (SIE), Series 7, and 63. Defined Contribution Retirement Consultant page is loaded Defined Contribution Retirement Consultant Apply locations San Antonio Indianapolis time type Full time posted on Posted 2 Days Ago job requisition id JR2447 “I can succeed as a Defined Contribution Retirement Consultant at Capital Group.
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Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment. Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment. Prospect and network for middle-market clients by identification of qualified names and making initial contacts.
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FINRA Series 65 licensing is preferred. FINRA Series 65 licensing is preferred. Support team projects and drive service improvements for the RPS book of business. Assist in RPS automation and technology initiatives.
$65,000 - $106,000 a yearFull-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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You will be required to attain state life and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus) Securities offered through Equitable Advisors, LLC (NY, NY (212) 314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN.
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FINRA Series 7 and 63. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. We are seeking a Regional Director in Franklin Templeton's Insurance, Retirement, and 529 channel who would be responsible for covering the Midwest region.
ExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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FINRA Series 7 and 24 required. If you are offered and accept this position, and you do not have the necessary FINRA licenses for the role, then you must timely obtain the required licenses.
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finra job in Indianapolis, IN
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