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JOB SNAPSHOT: Employee Type: Regular Location: Chicago - Illinois - Wacker Secondary Location(s): Position Summary: Responsibilities: Designs and plans the overall architecture of the systems by understanding business requirements, defining system specifications, and creating architectural designs that align with the company's goals and technology standards.
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Robust corporate and individual broker print, digital and social media marketing campaigns to support your business. Custom designed Microsoft Dynamics CRM system (Friedman D365) allowing you to manage your leads, opportunities, and transactions from start to finish from desktop to mobile.
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Aon is looking for a Broker II - Credit & Political Risk. Currently, we have an exciting career opportunity for a Broker II preferably in our New York, NY office or would consider candidates in our Chicago, IL or Washington DC locations.
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Friedman represents institutions, major property owners, and national and regional retailers, as well as provides a broad spectrum of services includes land services, tenant representation, investment brokerage, facilities planning, space planning and interior design, full service accounting, physical property management, construction management, financial analysis and risk management, and strategic asset management, acquisition, and disposition services.
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Center 2 (19050), United States of America, McLean, VirginiaCommercial Broker Dealer Compliance Advisor - Senior Manager. The Compliance Advisor Senior Manager also assists the Broker Dealer CCO in keeping abreast of new and updated financial industry laws and regulatory requirements (e.g., FINRA, NASDAQ and SEC.
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The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. The broker-dealers include Capital One Securities, Inc., KippsDeSanto & Co., and TripleTree, LLC (collectively "Commercial Broker Dealers" or "CBDs.
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FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts.
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Manage panels and presentations at key broker firms to showcase Alight's value proposition, product capabilities, and thought leadership in the benefits administration, navigation, and leave management space.
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Lead all integration activities with payer/broker partners, 84.51° / Kroger Health, and internal/external stakeholders for join sales enablement activities, including: retail sales, Direct-To-Consumer, and other omni-channel marketing opportunities.
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With a stellar reputation for over 30 years, Friedman Real Estate is one of the largest privately owned full-service real estate firms in the U.S. Our brokerage group is rapidly expanding our unique and highly mobile full-service platform in key markets.
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Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). The Broker Dealer Accountant will play a critical role in ensuring the financial integrity of the firm's financial operations.
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Urgent In-House/Remote Freight Broker- Non Asset 3PL. Are you a high functioning freight agent or broker looking for that forever home? As our On-Site Freight Broker, you will play a crucial role in our team's success by actively seeking out new customers and carriers while maintaining existing client relationships.
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Provide a consultative approach to client hedging and futures execution requirements, working with corporate clients in the agriculture space (livestock, grains and crops, logistics, end users, producers etc.)
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This position must have at least 3-5 years of experience managing broker dealer operations in an institutional or retail equity or options environment. Oversee the growth and development of a new broker dealer operation, putting in place clear processes and monitoring that conforms to SEC and FINRA regulations.
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Oversee the broker-dealer compliance program functions including implementation of written supervisory procedures, policies, training, annual testing, transaction monitoring, AML and AFC compliance.
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Title: broker Company: Ryan Specialty Group in Chicago, IL
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