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Support Compliance leadership when working with key stakeholders, including regulatory/legal partners to respond to internal and external (e.g. FHFA, Legal, SOX, RMG teams, Audit) inquiries and requests for compliance related information.
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As a Manager, Environmental Compliance and Strategy, you will be responsible for assisting Invenergy’s in-house environmental team in support of responsible development, construction and operation of utility-scale wind and solar energy facilities across the US. You will lead all aspects of environmental compliance, including due diligence, planning, permitting, and compliance for a dedicated portfolio of large-scale wind and solar projects.
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This position is responsible for ensuring the compliance to food regulations for Bel activities (products, communications) and leading regulatory on innovation and renovation projects. Manages regulatory non-conformities and set up action plan to close the gap to reach compliance.
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You’ll collaborate with cross-functional teams to perform model evaluation, version upgrade, and assess market risk related to MBS, CMO, ABS, following bank and regulatory model risk guidance. Stay up-to-date with industry best practices, emerging trends, and regulatory guidelines related to market risk modeling risk management, incorporating them into the model risk management process.
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The Medical Laboratory Scientist reflects the mission, vision, and values of NM, adheres to the organization's Code of Ethics and Corporate Compliance Program, and complies with all relevant policies, procedures, guidelines and all other regulatory and accreditation standards.
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Under the leadership of the Director, Prudential Regulatory Affairs & Compliance, the Senior Advisor, Prudential Regulatory Affairs will, for instance, monitor, communicate, and socialize global prudential regulatory developments on climate risk management; complete detailed gap analyses against requirements to inform program plan deliverables; represent BMO at industry groups domestically and internationally; and respond to outreach from prudential regulators.
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Submission of documents to federal, state, and local agencies for code compliance review and obtain permits required. Lead the development of pursuit strategies for project opportunities with ISTHA, IDOT, and CDOT.Develop teaming opportunities with strategic partners to pursue work with ISTHA, IDOT, and CDOT.Leader of transportation sales in the Illinois transportation market to meet annual sales goal.
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Partner with SFPS stakeholders to ensure compliance to divisional and enterprise third party risk management policies, standards and procedures. This role will collaborate closely with the Single Family Acquisitions Third Party Risk team, the Enterprise Third Party Risk Office (ETPO), Enterprise Risk Management (ERM), and our SFPS Risk and Control team.
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Legal: working with outside legal and financial advisors regarding contracts, employment, permitting and licensing, investor and lender documents, regulatory compliance, tax law, etc. Finance: forecasting, budgeting, tax strategy, accounting, A/P, payroll, insurance, regulatory compliance, risk mitigation, cash and credit management, internal controls.
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Quantitative and qualitative risk assessments will be conducted, drawing upon familiarity with frameworks such as NIST, ISO, and MITRE, as well as expertise in data privacy compliance frameworks like GDPR and SOX. Collaborating with teams, they will author, refine, and integrate policies and procedures, reporting directly to the Chief Information Security Officer.
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Extensive experience (10+ years) in financial services, risk management, regulatory compliance, or similar, with focus (ideally) on capital planning and/ or capital stress testing/ CCAR.
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Required to review & validate the security governance, risk & compliance of new IT Architecture to ensure compliance to the required frameworks. · Review of Firewall Rules as well to evaluate new rule requests in the firewall change control tool for overall compliance to the Group Information Security Framework, (GISF.
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Preferred] Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
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Regulatory Compliance : Stay up-to-date on regulatory requirements/ guidelines related to CCAR to ensure a successful build out of the program, and engage with senior stakeholders and regulators to address any queries or concerns related to the CCAR roadmap and CCAR submissions (once the bank becomes subject to CCAR.
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Evaluates regulatory conditions and risks by applying NERC, FERC, and Regional requirements, policies and procedures, production costing, risk assessment techniques, TPL compliance, and generator interconnection principles.
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regulatory compliance jobs Title: pharmacy technician Company: Aerotek in Chicago, IL
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