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Vista fund and other compliance-related documentation (including, but not limited to, partnership agreements, side letters, formation and ancillary fund documents, placement agent agreement, and transfer agreements) including ensure all relevant fund documentation is uploaded to side letter/legal document management tool.
$150,000 a yearFull-timeExpandApply NowActive JobUpdated 27 days ago - UpvoteDownvoteShare Job
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As a Project Engineer in the Grid Modelling and Compliance team, you will be performing power system and equipment modeling activities to ensure compliance to various grid codes related to performance and modeling of Invenergy generation and transmission facilities and improve nationwide renewable energy reliability.
Full-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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You have experience with risk assessment methodologies, regulatory compliance requirements (e.g., GDPR, SOX, PCI DSS), and industry standards (e.g., NIST, ISO). You have advanced knowledge of risk treatment methodologies and approaches and will drive positive impacts through the design and execution of sound technology risk programs, including IT governance, risk management, compliance, cybersecurity, cloud privacy, third party risk management, data and resiliency.
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Responsibilities relate to compliance and operational risk/control activities that may include risk assessments, control workflow/systems, control testing, monitoring complaints, third-party risk management, exam management, and risk reporting.
$109,800 a yearExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Compliance or Risk Management certifications such as CAMS, CIPP, or CRCM, or ability to obtain recommended certifications within 12 months. As a Retail Compliance Manager on our Global Compliance & Risk team, you will primarily be responsible for overseeing day-to-day Compliance activities at our retail sportsbook location in Chicago, IL. This person will manage onsite Compliance processes, while establishing and maintaining collaborative relationships with retail operations, regulators, and partners.
Full-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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Compliance experience covering FERC and the CFTC regulatory requirements, preferred; Ensure compliance with the company’s regulatory requirements under the FERC, CFTC and other applicable exchanges.
Full-timeExpandApply NowActive JobUpdated 29 days ago - UpvoteDownvoteShare Job
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All year, sports enthusiasts can cheer for the Bulls, Bears, Blackhawks, White Sox, Cubs, or Fire. Chicago is the place to be in all seasons, and it’s no surprise that it was voted “Best Big City in the U.S.” five years in a row by Condé Nast Readers’ Choice Award.
Full-timeExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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Current certifications in IT security compliance, such as Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), or Certified in Risk and Information Systems Control (CRISC.
$165,000 a yearFull-timeExpandApply NowActive JobUpdated 27 days ago - UpvoteDownvoteShare Job
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NYSE Information Technology Compliance (“ITC”) is seeking an IT Compliance Analyst to join its growing team. IT Governance, Risk, and Compliance (GRC) ITC is responsible for the development, implementation, and management of a comprehensive risk-based IT compliance program designed to support the company’s overall compliance with regulations, laws, and corporate policies relating to its IT systems and processes.
$140,000 a yearFull-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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We are seeking a Financial Risk Supervisor to oversee SOX compliance and enhance internal controls over financial reporting. 5-7 years of experience with SOX compliance in public accounting, consulting, or corporate internal audit.
$107,500 a yearFull-timeExpandApply NowActive JobUpdated 18 days ago - UpvoteDownvoteShare Job
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RWE Clean Energy, LLCFunctional area: Regulation / Risk Management Remuneration: ExemptThis Manager, Asset Compliance (CIP) supports the RWE Clean Energy Internal Compliance Program established to maintain compliance with mandatory North American Electric Reliability Corporation (NERC) Critical Infrastructure Protection (CIP) standards.
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In this role, you’ll have the opportunity to work on a variety of projects across one or more of the following risk domains: Financial and Compliance Risk (e.g., SOX and FIDICA compliance, ESG, regulatory reporting); Technology Risk (e.g., IT controls, cybersecurity, cloud, emerging technology); Strategic and Operational Risk (e.g., privacy, data governance, third party risk), and Enterprise-Wide Risk (e.g., Internal Audit, enterprise risk management programs and risk transformation.
ExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Two (2) or more years of experience in IT controls, Cyber (NIST or CIS), HIPAA, PCI, or security compliance, required. Participates and takes an active role in project tasks applicable to HIPAA, NIST CSF, PCI, data security, compliance and governance frameworks, security vendor assessments and IT controls assessments.
Full-timeExpandApply NowActive JobUpdated 29 days ago - UpvoteDownvoteShare Job
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Compliance policy, product or engineering experience in either banking, consulting, or cryptocurrency required. The ideal candidate has extensive experience managing risk and compliance tooling, systems and platform needs, ability to assess multiple competing needs and define product strategy and demonstrated agility to adapt to an ever-changing landscape.
$302,500 a yearFull-timeExpandApply NowActive JobUpdated 21 days ago - UpvoteDownvoteShare Job
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The position is also responsible for executing a variety of governance and compliance programs related to relationship management, data security, escheatment, blue sky, anti-money laundering, market timing, and more.
Full-timeExpandApply NowActive JobUpdated 2 months ago
sox compliance jobs Title: it auditor in Chicago, IL
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