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You'll work daily to help provide valuable market insight, portfolio construction guidance and investment product solutions to Financial Advisors and their clients in the broker dealer and RIA communities.
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Three to five plus years of experience in investment management or AML compliance, preferably at a large broker or other financial institution with an international client base. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years.
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A Strategic Account Manager: you'll ensure a profitable book of Property and Casualty insurance by writing new accounts with varying premiums and complexity, growing successful agent and broker relationships.
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Urgent In-House/Remote Freight Broker- Non Asset 3PL. Are you a high functioning freight agent or broker looking for that forever home? As our On-Site Freight Broker, you will play a crucial role in our team's success by actively seeking out new customers and carriers while maintaining existing client relationships.
$80,000 - $120,000 a yearFull-timeExpandApply NowActive JobUpdated 17 days ago - UpvoteDownvoteShare Job
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1+ Years of full-time and/or internship experience in a Product Support Role for a Portfolio Management System/Order Management System provider, or Middle/Back Office or Operations Role at a Hedge Fund, Prime Broker, or Fund Administrator.
$65,000 - $70,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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A sound understanding of the Broker/Dealer and RIA marketplace. Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA. We assist companies and non-profit organizations in delivering benefits to their employees.
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Ten-plus years of experience in Sanctions compliance, preferably at a large broker or financial institution with an international client base or as legal counsel for a Sanctions regulator (e.g., OFAC) or international law firm specializing in Sanctions matters.
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The Business Development Manager will conduct planned brokerage visits within an assigned territory to develop new accounts, service existing accounts, review broker performance and improve the broker relationship with At-Bay.
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Now, DV group affiliates include two broker dealers, a cryptocurrency market making firm, and a bourgeoning investment adviser. We are currently seeking a skilled and experienced Data Center Engineer to help maintain and optimize DV's colocation and data center facilities globally.
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Financial Advisors have access to a full range of wealth building, managing and preserving services though the Broker/Dealer, including mutual funds, stocks, bonds, managed accounts, ETFs, REITs, annuities, insurance, and estate planning.
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We're a recognized Elite Agency award winner and a leading property and casualty broker, benefits consultant, wealth manager, and retirement plan advisor. We're a recognized Elite Agency award winner and a leading property and casualty broker, benefits consultant, wealth manager, and retirement plan advisor.
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Knowledge of Bank Regulations, Broker-Dealer risks, and regulations (including Dodd Frank). Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.
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The Regional Sales Manager is a direct sales management position with a pre-establishing direct and food broker partnership sales network. This position is responsible for directing all elements of the sales process from direct sales presentations, business reviews, cultivating new partners, driving branded in-channel no antibiotics ever sales and managing broker partners in addition to their training and/or evaluations.
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Bachelor’s Degree strongly preferred with 3-5 years in a broker/dealer, RIA Back Office. Basic knowledge of Broker-Dealer and/or Advisory operations. Zacks Trade is an online broker serving active stock and option traders located in US and overseas.
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We are currently offering the opportunity for a dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and Investment Adviser programs.
$87,800 - $195,200 a yearFull-timeExpandApply NowActive JobUpdated 9 days ago
broker job in Chicago, IL
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