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Possess a minimum of two years of professional work experience as a Financial Planner or Broker/Dealer. This technical and professional position is responsible for selling LPL Financial approved planning products (e.g., mutual funds, stocks, bonds, annuities, life insurance, etc.
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What is nice to have: Prior experience working in the Wealth Management industry or with a broker-dealer. Deep understanding of B2B sales processes, customer journey mapping, and sales methodologies Strong understanding of marketing automation platforms (e.g., Marketo), ABM tools (E.g., 6Sense), and CRM systems (e.g., Salesforce.
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Together with its subsidiaries, New York Life provides a range of competitive insurance and financial products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency.
$125,000 a yearExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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This team member must also have experience working with vendors, assessing technology, and ensuring vendor is meeting expectations of Voya. Must have experience in the broker dealer space.
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Do you have strong customer service skills and experience in the Broker/Dealer industry? What You'll Do: As a Wealth Management Operations Coordinator, you will work as part of a brokerage operations processing team and provide quality customer service by providing detailed, accurate, and timely communications to ensure agent advisors, customers and internal staff are aware of the status of their accounts and service items.
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Prior management, Registered Investment Advisor and Broker Dealer experience required. Lead back and middle office operations including implementing policies, procedures, controls; overseeing day-to-day operations; and ensuring systems/processes are meeting the business needs of the Financial Advisors.
Full-timeExpandApply NowActive JobUpdated 12 days ago - UpvoteDownvoteShare Job
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Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology.
Full-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Broker-Dealer, RIA, and/or OSJ office financial services experience preferred; basic understanding of financial industry regulations highly desired. Broker-Dealer, RIA, and/or OSJ office financial services experience preferred; basic understanding of financial industry regulations highly desired.
Full-timeExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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This role based in our Des Moines, Iowa office will work with our insurance company Venerable Insurance and Annuity Company and our broker dealer, Directed Services LLC. Review electronic communications to detect violations of Broker-Dealer and/or Company policies.
Full-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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The Internal Wholesaler in the Independent Broker Dealer channel will educate Financial Advisors on Athene annuity products, services and resources via proactive & direct phone contact. The Internal Wholesaler in the Independent Broker Dealer channel will educate Financial Advisors on Athene annuity products, services and resources via proactive & direct phone contact.
Full-timeExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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Provide day-to-day operational support to the internal and external Broker/Dealer customers of Cetera Financial Group. Through its multiple distinct firms, Cetera offers independent and institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser, while serving advisors and institutions in a way that is customized to their needs and aspirations.
Full-timeExpandApply NowActive JobUpdated 28 days ago - UpvoteDownvoteShare Job
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With a strong Insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike.
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Partners with the External Wholesaler covering the same territory to identify and develop relationships with targeted Broker Dealer (BD) partners and Registered Representatives to successfully market and sell EL products.
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Provide superior customer service via telephone (inbound & outbound) and written communication, handling both New Business and Client Services to all of our broker dealer distribution partners.
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Cambridge has been honored 11 times by our associates as a ‘Top Workplace in Iowa’, and 13 times as ‘Broker-dealer of the Year’ by our financial professionals through Investment Advisor magazine.
$155,000 a yearFull-timeExpandApply NowActive JobUpdated 4 days ago
broker dealer jobs in West Des Moines, IA
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