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The Senior Director, Model Validation for Santander US Compliance models (Transaction Monitoring, Sanctions Screening, Fraud Risk, etc) will be responsible for leading the independent validation of models used by various Compliance groups in conformance with regulatory guidance on model risk SR11-07 and other regulatory requirements around Compliance models.
$330,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Provides expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF/Sanctions/ABAC matters affecting covered TD businesses. The AML Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and 2nd line challenge and oversight to portfolios, businesses and functions on development, maintenance, and implementation of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank's risk appetite and strategic direction.
$139,360 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The ideal candidate will provide oversight of the program to ensure regulatory compliance with the requirements of the Accreditation Council of Graduate Medical Education (ACGME) and its Residency Review Committee (RRC), and the American Board of Psychiatry and Neurology (ABPN.
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Work with stakeholders including Research Administration Offices, IRB (Institutional Review Board), IACUC (Institutional Animal Care Use Committee), Research Compliance, Regulatory Affairs and Grants.
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Under the supervision of the Director of Diversity, the Diversity Contracting Compliance Manager is responsible for the coordination of the Authority’s compliance with New York State’s Minority and Woman-Owned Business Enterprise (MWBE), Service-Disabled Veteran-Owned Business (SDVOB), and other diversity-related programs and requirements.
$95,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Coordinate with Compliance/Regulatory on DOH/DFS complaints and audit results, ensuring timely resolution. Build strong/collaborative relationships with upstream and downstream departments, including Provider Network Operations, to ensure timely resolution of provider inquiries and prevent escalation to DOH/DFS or other regulatory bodies.
$160,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Training committees.
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Advise on regulatory and compliance matters pertaining to the renewable energy sector. This role will also involve advising on corporate and transactional legal matters, including: the integration of new business acquisitions, entity formation and restructuring, capital restructuring, corporate compliance, financing deals, tax matters, etc.
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Financial Services – Regulatory Compliance – Manager: This position could be located in NY (primary), IL, NC, MA, PA, CA. As a leading provider of consulting services, EY’s Regulatory Compliance and Conduct Practice helps its clients respond to a constantly changing financial environment by turning business and regulatory strategy into reality.
$198,600 a yearFull-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Serve as a subject matter expert and advisor on import compliance matters, offering guidance and solutions to ensure regulatory compliance. Conduct periodic import compliance audits to assess adherence to regulatory requirements and internal policies.
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Work Experience: 10+ years in Model Development and/or Validation of, Compliance, transaction monitoring, Below the Line testing, and Risk Management function at an investment bank or hedge fund.
$330,000 a yearFull-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus. The Manager Banking Compliance will act in a compliance oversight role supporting the bank on matters of regulatory compliance.
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Risk Management Specialists in the Regulatory Compliance Unit will ensure federal and local rules are successfully implemented and where possible remediation opportunity is provided to those who fail to meet requirements.
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Providing ongoing Compliance advisory services to sales and trading personnel within U.S. Capital Markets businesses including: Equity Derivatives Flow Trading, Delta One, Program Trading, DMA and ECM. This includes providing real-time advisory support to the respective desk and collaborating with the Head of US Global Markets and the Regulatory Supervision team.
$225,000 a yearFull-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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Leading financial institution located in midtown in NYC seeks a contract attorney/ SIU Internal Investigator to assist with the internal investigations of employee business conduct-related matters, with primary focus on the use of non-Firm approved devices/messaging platforms in violation of Firm policy and regulatory rules.
$90 an hourInternExpandApply NowActive JobUpdated Today
regulatory compliance jobs in New York, Mililani-town, Hawaii
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