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The bank is known for long-term, high net worth clients similar to that of private banking, rapid decision making, and conservative lending practices. Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information Security and privacy requirements.
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Using fundamental technical skills, analytical abilities, and up-to-date regulatory knowledge, provide complete customer oriented, environmental analysis, planning and compliance solutions, to assist clients in areas of CEQA/NEPA permitting and regulatory compliance.
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Collaborate with internal departments such as finance, legal, and compliance to ensure adherence to regulatory requirements and internal policies. Proven experience in investment management, with at least 10 years in progressively responsible roles, including leadership positions within asset management or financial services firms.
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Now, in addition to job training and employment services, significant PACE programs encompass: business development; early childhood education (Head Start); financial education and asset building; housing and rehabilitation services; weatherization and energy-conservation programs; and affordable housing development.
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Work with external tax accountants and fund administrator to ensure compliance with the Foreign Account Tax Compliance Act (“FATCA”), Common Reporting Standards (“CRS”) and other tax regulatory regimes.
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Professionals must be capable of providing high quality systems design and development, maintenance and support services; project management; business/system analyses; IT quality assurance (QA); and IT maintenance and integration of key systems, including enterprise resource planning (ERP); customer relationship management (CRM); enterprise content management (ECM); enterprise geographic information system (EGIS); and Internet and Intranet development and content management system (CMS.
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This person will have proven technical accounting and financial reporting skills to deliver results with Weaver's high standard of client service. Conduct or review research of complex or new accounting and financial reporting issues and prepare memorandums to support solutions.
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This partnership will support Mercers efforts to attract new ultra-high net worth clients and families. Series 65 or combination of Series 7 and Series 66 license required unless candidate holds one of the following credentials: Certified Financial Planner (CFP), Chartered Financial Consultant (ChFC.
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As a leading North American provider of laboratory testing, regulatory consulting, and certification & audit services, Certified Group includes Food Safety Net Services (FSNS), FSNS Certification & Audit, Certified Laboratories, EAS Consulting Group, and Labstat International Inc. Certified Group provides analytical testing and regulatory guidance services in the food & beverage, dietary supplements & NHP, cosmetics, OTC, personal care, tobacco, nicotine, cannabis, and hemp industries.
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The firm is internationally recognized for its representation of Fortune 500 companies in high-stakes litigation and government-facing matters, as well as its ongoing commitment to pro bono service and diversity, equity, and inclusion.
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The State and Local Government practice provides individuals the opportunity to serve clients in the areas of: organizational strategy, sustainability, climate change, net zero, ESG, smart cities, IoT, broadband, digital equity, economic development, industrial policy and infrastructure strategy.
$94,900 - $142,300 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Knowledge of security tools and concepts including: IDS/IPS; SIEM; Web Proxy; Encryption; Patch management; Vulnerability Scanning & Remediation; Forensics; Penetration Testing; DLP; Email Gateways; Anti-spam Services; MDM; Privileged Account Management; Log Analytics; Two Factor Authentication; Single Sign On.
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Design and execute data governance and security strategies to safeguard data integrity and ensure adherence to regulatory compliance. Conceptualize and construct resilient, high-performance data solutions utilizing Snowflake, dbt, Airflow, and SQL Server to fulfill organizational objectives.
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Directs coordination with other environmental engineering activities, including site assessments, ground water remediation, soil remediation, liquid waste testing and disposal, permitting, water conservation, and regulatory compliance.
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Provide expert advice and counsel on trust administration and estate planning solutions for high-net-worth individuals and families. The ideal candidate will be responsible for providing expert guidance on trust administration and sophisticated estate planning solutions for high-net-worth individuals and families.
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equity and regulatory compliance high net worth financial services jobs Title: manager Company: Wells Fargo in Los Angeles, Lahaina, Hawaii
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