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NET Core, MVC and Entity FrameworkKnowledge on Front-end technologies Angular, jQuery, CSS, BootStrapKnowledge of Azure developmentKnowledge of Test-Driven DevelopmentKnowledge of building applications by adopting DevOps practices such as CI (Continuous Integration) & CD (Continuous Deployment)Knowledge of financial services, especially in Financial Broker Dealer operations, is a plus.
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The ideal candidate will be a self-starter who is detail oriented and has retail or institutional broker dealer experience. B. Riley operates through several subsidiaries that offer a diverse range of complementary end-to-end capabilities spanning investment banking and institutional brokerage, private wealth and investment management, financial consulting, corporate restructuring, operations management, risk and compliance, due diligence, forensic accounting, litigation support, appraisal and valuation, auction and liquidation services.
$80,500 a yearFull-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Research and follow up on any issues with the Broker/Dealer, Wealth Enhancement Group Operations, and vendors. We continually seek to perfect our craft of personalized financial planning with our team-based Roundtable and UniFi processes that go far beyond the standard approach.
$80,000 a yearFull-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Previous FINRA regulatory reporting experience for an institutional broker/dealer is a plus. Primary roles include Management Reporting & Analysis, Financial Risk Management (FRM), Financial Reporting, and accounting controls and operations.
Full-timeExpandApply NowActive JobUpdated 19 days ago - UpvoteDownvoteShare Job
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As part of JLL’s licensed broker-dealer, JLL Securities, LLC, the Structured Finance Group devises capitalization strategies for credit and structured investments and is a full–service provider of capital raising and advisory services for clients in the real estate industry.
Full-timeExpandApply NowActive JobUpdated 24 days ago - UpvoteDownvoteShare Job
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DAI Securities is a dynamic independent Broker-Dealer and Registered Investment Advisor that is committed to supporting financial advisors by providing a diverse range of financial products for comprehensive wealth management.
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Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida.
Full-timeExpandApply NowActive JobUpdated 24 days ago - UpvoteDownvoteShare Job
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T3 Trading Group, LLC is a Registered SEC Broker-Dealer and a Member of FINRA and SIPC. Since 2007, we have supported thousands of professional licensed traders across the United States.
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Qualified solicitor in the UK or Ireland with approximately 6 -10 years experience working in cybersecurity law, preferably within a regulated e-money / payment services or financial services institution (e.g. e-money issuer, payment service firm, broker dealer / asset manager) or in a law firm supporting such clients (ideally with some previous in-house experience.
$257,000 a yearFull-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology.
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Sr. Project Manager with 10-15 years of experience in financial services with a particular focus in the wealth management/independent broker dealer space. Learn more about Beacon Hill Staffing Group and our specialty divisions, Beacon Hill Associates, Beacon Hill Financial, Beacon Hill HR, Beacon Hill Legal, Beacon Hill Life Sciences and Beacon Hill Technologies by visiting www.
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We operate as a non-captive broker dealer, partnering with industry leaders to provide essential financial services. As a Financial Professional, you'll work remotely, setting your own schedule.
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Experience in any of the following industries: Manufacturing and Distribution, Technology, Financial Services (Broker Dealer), Housing Authorities, Real Estate. Our assurance advisors offer specialized and personalized audit expertise that gives you and your stakeholders the confidence and financial insight needed to make sound business decisions.
Full-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Experience in Financial Services, Broker-Dealer Industry preferred. Responsible for helping the business transform their vision for our Financial Professionals into working products using Agile methodologies and tools to build roadmaps, create stories, and work with IT on refinement, sprint planning, and delivery.
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Analyze regional/product sales trends within participating broker/dealer firms and among individual financial advisors. Conduct consultative, relationship-building sales calls via the telephone with financial advisors and other licensed professionals.
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financial broker dealer jobs in Atlanta, GA
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