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Develop and implement strategic legal and compliance initiatives to ensure adherence to broker-dealer and registered investment advisor laws and regulations. Minimum of 10 years of experience in legal and compliance roles within the financial services industry, preferably with a focus on wealth management, retirement planning, and insurance.
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As Associate Corporate Counsel, Litigation you will provide coverage and bad faith analysis. The Litigation Department extra-contractual and bad faith unit serves as internal counsel to AmTrust's U.S. based, specialty, core, property and workers compensation claims organizations.
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The Associate General Counsel role will establish an Office of Professional Practice within the Legal Department to provide professional tax practice and compliance support for Ryan's operations.
$146,000 - $234,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Provide counsel to clients (typically, management) on a wide range of labor & employment-related issues, including those involving discrimination claims, wage and hour law, employment contracts, workplace policies, class action litigation, and regulatory compliance.
$120,000 - $200,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Job: Compliance, Risk and Legal. The Campaign Director will develop national strategies and mechanisms for implementing Day One best practices, including determinations of eligibility for appointed counsel, provision of counsel at initial appearance, identification and training of qualified initial appearance counsel, provision of continuous representation, and timely appointment of counsel for case defense and disposition.
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Oversee compliance operations related to advisor tasks, including training, licensing, and ongoing regulatory requirements, to ensure our team operates within legal and ethical guidelines.
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Overview:The Chief Compliance Officer will be responsible for designing, developing, and assessing the implementation of Copart, Inc.’s corporate compliance program; providing leadership and direction for compliance policies, procedures, and personnel; and promoting and supporting Copart’s culture of compliance.
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Interface with Safeway’s Legal Counsel as needed to obtain approval on legal terms. Our well-known banners include Albertsons, Safeway, Vons, Jewel-Osco, Shaw's, Acme, Tom Thumb, Randalls, United Supermarkets, Pavilions, Star Market, Haggen, Carrs, Kings Food Markets, and Balducci's Food Lovers Market.
$95,000 - $123,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Identifies issues for escalation and consultation with Chief Fiduciary Officer, providing analysis and preliminary recommendations, including hiring of outside counsel when necessary.
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A highly motivated licensed attorney to join our legal team as Legal Counsel to support our General Counsel in managing the legal affairs of a dynamic technology company by providing strategic legal advice and ensuring compliance with federal and state laws.
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ICF Disaster Management division seeks an experienced professional to serve as a Compliance and Monitoring Lead. As a Compliance and Monitoring Lead, you will have in-depth experience with the Department of Housing and Urban Development’s Community Development Block Grant – Disaster Recovery (CDBG-DR) programs as well as other applicable Federal disaster recovery programs.
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Develop, implement, and monitor procedures designed to promote compliance with IACUC policies and procedures and integration with other committees, such as the Institutional Review Board (IRB), Institutional Biosafety Committee (IBC), Chemical Safety Committee (CSC), and offices, such as the Sponsored Programs Administration (SPA), Office of Technology Development, and Legal Affairs.
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Key Responsibilities and Essential Job Functions:Continuous improvement of data loss prevention controls and strategies designed to protect confidential information in compliance with our legal, regulatory and client contractual obligations.
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A Director within our Disputes, Claims, & Investigations group ("DCI") will work in a dynamic and fast-paced consulting environment advising clients and their legal counsel who are involved in litigation, investigations, or other challenging business conditions.
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The BSI Claim Counsel team conducts thorough investigation, analysis, evaluation, and disposition of claims and claim litigation to achieve superior customer service and to optimize claim results.
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legal counsel and compliance jobs Company: At T in Dallas, HI, France
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