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They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
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Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
$48,840 - $68,160 a yearFull-timeExpandApply NowActive JobUpdated 15 days ago - UpvoteDownvoteShare Job
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This candidate will work within the Global Technology Resiliency & Business Continuity (GRBC) Planning and Testing Operations team and play a crucial role in helping Client manage and reduce technological risk and maintain regulatory compliance within our technology resilience planning and testing programs.
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Attend meetings with various data governance groups and Subject Matter Experts (“SME”) from RBC and Enterprise Risk Management (“ERM”) Successfully complete all required training and special projects as requested.
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77 West Wacker Dr (35012), United States of America, Chicago, IllinoisSenior Risk Compliance Testing Associate – Anti-Money Laundering and Sanctions. The Anti-Money Laundering (AML) Controls & Monitoring team is seeking an experienced Senior Associate who will be responsible for executing risk-based compliance testing related to AML and Sanctions requirements - under the leadership of a team leader, independently validating control design and operating effectiveness, and providing support related to process and controls initiatives within the AML program, as needed.
Full-timeExpandUpdated 13 days ago - UpvoteDownvoteShare Job
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The mission of CACR is to support the Company’s risk governance framework effectively and efficiently by determining whether controlling processes and controls over strategic, credit, market, liquidity, operational, compliance, and reputational risks are adequately designed and functioning effectively.
Full-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Oversee the company's risk management program, including insurance, hedging, and derivatives, and ensure compliance with policies and regulationsDevelop and maintain systems of internal controls to safeguard financial assets of the organization.
Full-timeExpandUpdated 14 days ago - UpvoteDownvoteShare Job
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There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
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Knowledge of compliance, conduct, and operational risk management frameworks and processes; ability to anticipate and identify risks and effective mitigants. The position will also work with various partners within the firm, including but not limited to Cybersecurity, Technology, Risk Management & Compliance, Legal, Human Resources, and Regulatory Affairs, as well as external partners.
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The Senior Contracts Specialist will support the Bank with review, redline, and negotiation of contractual documents at WSFS Bank in compliance with the Third-Party Risk Management (TPRM) Program.
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You will work closely with stakeholders within First Line of Defense across the firm and firmwide Finance Controller, Tax, Valuation Control and Investor Relations functions, Legal, Business Control Managers, Business Management; Compliance and Operational risk global and regional team within Second Line of Defense and Audit.
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This candidate will work within the Technology Resiliency & Business Continuity Planning and Testing Operations team and play a crucial role in helping Client manage and reduce technological risk and maintain regulatory compliance within our technology resilience planning and testing programs.
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You will collaborate with an experienced and diverse group of Compliance professionals to provide independent testing for the lines of business against Capital One’s risk management framework.
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Citigroup Inc. and its subsidiaries ("Citi) invite all qualified interested applicants to apply for career opportunities. Execute client value propositions, positioning, segmentation, pricing, targeting, channel strategies, and competitive differentiation to achieve preferred status as a partner to Citi clients.
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Guide and influence the coverage area technology/cyber risk management activities by leveraging subject matter knowledge through experience in managing Global Functions (Finance, HR, Legal, Risk, Compliance etc.
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risk and compliance jobs in Newark, DE
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