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The BD CCO will interact with and advise senior management of the CBD LOBs and ensure effective methods of managing compliance risk arising from federal and state laws and regulations (e.g., FINRA, NASDAQ and SEC), within an enterprise-level risk management framework.
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YOUR IMPACTGoldman Sachs Trust Company (GSTC) has an opening for a Fiduciary Income Tax Manager who will work directly with our Chief Fiduciary Officer (CFO), Trust Officers (TOs), Investment Officers and Infrastructure Team to deliver a superior experience for our clients, while reducing risk by ensuring adherence to our responsibilities as a professional fiduciary.
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Participate in various committees, audits and examinations, as well as test the processes and infrastructure for the broker dealer and investment advisor that facilitate Invest activities through the administration and maintenance of the Risk Assessment and Annual Reviews.
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Title: School-Based Creative Arts Therapist (Visual Arts) FLSA: Exempt Reports To: Chief Clinical Officer Organization Summary: The Lincoln Center for Family and Youth ("TLC") is a social enterprise company serving the Greater Philadelphia Area for over 50 years.
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The Compliance Advisor Senior Manager will work independently from the CBD Chief Compliance Officer to manage a team of associates (registrations and licensing professionals and a compliance advisor) who interact with and advises the CBD LOBs on the need for and effective methods of managing compliance risk arising from federal and state laws and regulations, within an enterprise-level risk management framework.
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Oversee the company's risk management program, including insurance, hedging, and derivatives, and ensure compliance with policies and regulationsDevelop and maintain systems of internal controls to safeguard financial assets of the organization.
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ORM Head of ControlsThe Operational Risk Management (ORM) Control Lead is a key member of the ORM Chief Administrative Officer’s leadership team. Responsibilities: Translation of ORM processes, understanding of associated risks and corresponding controls and translating these into MCA with ability to pivot and adjust as the organization and mandate evolves ( integration of Human Capital risk coverage for ORM/Compliance; outsourcing of specialized capabilities such as CCAR, etc.
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Background in auditing Third Party Risk Management, Global Human Resources, Legal and/or Chief Administrative Officer. This job is responsible for performing test work during moderately complex audit activities for Lines of Business (LOBs), Third/Fourth Party Risk, Global Human Resources, Chief Administrative Offices, and Legal.
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Location: Henrietta Johnson Medical CenterPosition: Nurse NavigatorDefinition: Under the direct supervision of the Chief Medical Officer, the incumbent provides oversight and manages the Care Coordinator Program.
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A company is seeking a dynamic and experienced Chief Financial Officer (CFO) to join its leadership team and drive the financial strategy and operations of its growing start-up. Risk Management: Identify and mitigate financial risks through effective risk management practices, including insurance, hedging, and internal controls.
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Wells Fargo is seeking an Audit Manager - Vice President on the Shared Services Operations (SSO) Audit Team. Shared Services Operations sits within the Firm's Chief Operating Office (COO), and includes regulatory operations, payments operations, and operations centralized utility functions.
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The group is led globally by the Chief Information Security Officer, with regional representation by the Regional Information Security Officers in EMEA and APAC. There are five global functional teams across our pillars of Governance, Strategy, Awareness, Risk Advisory and Monitoring & Metrics.
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The IT Senior Manager assists the Chief Auditor Executive by providing direct oversight of the IT audit co-source engagement activities performed by a third party firm. The IT Senior Audit Manager will have full ownership, accountability, and responsibility of the IT audit framework, audit plan and risk assessment for the Information Technology (IT) functions and ensure the third party firm provides sufficient expertise, resources and quality standards to make sure that IT audit achieves compliance with various regulatory guidance.
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Complete relevant assessments in partnership with Control management and Business teams as needed (Qualitative Operational Risk Assessments (QORA), Compliance and Operational Risk Summaries (CORS), Regulatory Topic assessment, Compliance Risk Assessments (CRA), etc.
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Project areas include testing processes and controls within Investment Products, Portfolio Construction, the Chief Investment Office, Financial Advisor Activities, Banking Product Sales, Licensed Supervision, Registration & Licensing, Data Management, Trust and Estate Settlement Services, Philanthropic Solutions, among other Wealth Management areas.
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