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Provides information and makes recommendations to the Chief Investment Officer (CIO), Investment Committee and Research Group of West Financial Services (WFS) on advisory service products and investment selection.
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Support the development of I&DSS audit and compliance program including planning activities and I&DSS control reviews covering infrastructure and operations, network, workplace services, and infrastructure security, cybersecurity, cloud and third-party risk, programs and projects via automation of I&DSS controls evidence gathering.
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B. Riley operates through several subsidiaries that offer a diverse range of complementary end-to-end capabilities spanning investment banking and institutional brokerage, private wealth and investment management, financial consulting, corporate restructuring, operations management, risk and compliance, due diligence, forensic accounting, litigation support, appraisal and valuation, auction and liquidation services.
$90,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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To provide tailored support, Dexis seeks senior-level Gender Equity and Social Inclusion (GESI) technical consultants to support proposal GESI inputs and project GESI deliverables for a range of programming for USAID, Department of State, and other U.S. Government agencies.
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Other experience may reflect a combination of: social inclusion; international development; elections and inclusive political participation; democracy and governance; advocacy; civil society capacity building; disability rights; rights of Indigenous Peoples; and training and facilitation.
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B. Riley is nationally recognized and highly ranked for its proprietary small-cap equity research. B. Riley Financial, Inc. employees enjoy competitive salaries, access to our 401(k) profit sharing retirement plan and our other benefits including paid holidays, vacation, and sick leave, voluntary group medical, dental, and vision insurance, and company paid life and disability coverage.
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Researches and drafts regulatory documents and reviews documents for accuracy, completeness, and compliance with appropriate requirements. Support the UAS Support Center Help Desk summarizing and analyzing public comments, researching aviation and other regulatory issues, supporting special projects, working with Government and industry personnel, and conducting Internet research.
$80,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Description:Under the general supervision of the Section Chief (Governance, Risk, Compliance & Data Security), the Senior Information Risk Consultant will provide information risk management and IT security expertise.
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You will report to the head of regulatory compliance and collaborate, in a peer-like fashion, with Business Partners, Deputy General Counsel, and our broader Legal function to understand our legal obligations for specific laws and requirements pertaining to antitrust-related issues.
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Accounting professionals within the NACA team are dedicated to working together and delivering exceptional support to the businesses they service while ensuring that compliance and control standards are maintained.
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Experience promoting a culture of diversity, equity, and inclusion within his/her team and establishing and maintaining an inclusive work environment that encourages open communication and invites team members to express their thoughts and ideas.
$102,104 a yearFull-timeExpandApply NowActive JobUpdated 16 days ago - UpvoteDownvoteShare Job
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Amazon’s Legal Department is looking for a smart, experienced, and highly motivated litigator to help manage its worldwide portfolio of litigation and regulatory matters, and advise the company on a wide variety of cutting edge legal and business risk management issues.
$229,000 a yearFull-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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We are currently partnered with a growing registered investment advisor and broker-dealer seeking a Compliance Supervision Associate to ensure regulatory adherence. 5+ years in financial services compliance (RIA/broker-dealer preferred.
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We are creating an operationally effective and highly efficient “service of common concern” for all Integrity, Security, Support, and Operations (ISSO) Governance, Risk, and Compliance (GRC) needs, ensuring Integrity, Security, Support, and Operations continue to meet global regulatory requirements and manage risk.
$247,000 a yearFull-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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The Information Security Manager is a critical member of the IT Security Risk and Compliance team and will be responsible for a team of senior security experts providing security platform management or global security systems, third party risk management, security consulting, and to prevent or reduce cyber risks that could impact business operations.
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equity and inclusion regulatory compliance risk financial crimes wells fargo jobs Title: sales consultant Company: Wells Fargo in Washington, DC
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