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Plus is you have experience / relationships at GSA, DHS, FAA and/or SEC. Highly visible role reporting to the Head of Growth & will be interacting heavily with leadership throughout the firm.
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Assess and design reporting processes to adhere to and support SEC reporting (10-K, 10-Q, 8-K etc.) Streamline the financial accounting close process; including accelerating and streamlining monthly and quarterly reporting processes.
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Regulatory Compliance Oversight: Monitor and interpret regulatory requirements relevant to the private equity industry, including SEC regulations, anti-money laundering (AML) laws, and other pertinent statutes.
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Manages data requirements across FINRA divisions including: Technology, Market Regulation, Member Regulation and OGC.Education/ExperienceBA/BS in Finance or Business and a minimum of eight (8) years of experience in the fixed income and/or equities industry with hands-on system experience with fixed income and/or equity Order Management Systems or trade reporting systems.
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Center 1 (19052), United States of America, McLean, VirginiaSenior Legal Specialist The Governance and Securities team in the Legal Department is seeking an experienced paralegal (known as Legal Specialists at Capital One) to join a dynamic group of legal professionals who support Capital Ones Board of Directors (the Board) and SEC reporting and public disclosure processes.
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The successful candidate should have a strong interest in learning, via hands-on experience, more about capital markets and lending markets and its intersection with regulatory affairs and public policy, including subject matters such as housing, auto and student loan finance, broker-dealer practices, and investor disclosure and reporting.
ExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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Collaborate with ESG and Climate Impact teams in the preparation of reporting and disclosure documents (e.g., SASB, TCFD, research reports, ESG Report, and SEC disclosures). Develop qualitative and quantitative monitoring (climate-risk metrics) and reporting of climate risks at a divisional and enterprise level.
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A minimum of 4 years' experience in financial reporting, specifically, SEC reporting for public firms. Experience with MS Office and familiarity with SEC Filing & Reporting Software (ideally ActiveDisclosure) and General Ledger Software (ideally Yardi.
$100,000 - $120,000 a yearFull-timeExpandApply NowActive JobUpdated 16 days ago - UpvoteDownvoteShare Job
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As an Accounting Manager, you will be in charge of Interest and Non-Interest Income analytics, various SEC and external reporting metrics, and efficiency identification within the Controllers valuestream.
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This Manager will provide various accounting advisory services including, but not limited to, IPO and M&A Readiness, CFO Advisory, SEC Compliance & Financial Reporting, Transaction Advisory, Technical Accounting Research & Position Papers, and addressing the need for continuous improvement and optimization of the finance and accounting functions.
$145,000 a yearExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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The Vice President of Financial Reporting is responsible for the Company's external investor and SEC reporting process, consolidated internal reporting, as well as oversight for transaction and deal structure analysis and technical and regulatory accounting and disclosure matters.
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Must have at least 3 years of experience with large, multi-national corporations subject to SEC reporting requirements. Lead the US federal, state, and foreign income tax compliance processes ensuring that reporting requirements for all jurisdictions are met.
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External Reporting-All SEC Reporting (10-Q, 10-K, Proxy, S filings, others as required). Key activities include (but are not limited to) Internal, External and Regulatory Reporting, Daily Accounting Processes, SOX Control Oversight, Interface with Internal and External Auditors and State and Federal Examiners, support of the CEO, CFO, COB and Chairman of the Audit Committee as necessary.
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Assist with SEC reporting (annual 10-K, quarterly 10-Q and other periodic filings). Ensures the accurate compilation, analysis and reporting of accounting and financial data. Research technical accounting and reporting topics.
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Track regulatory and policy developments across financial regulatory agencies such as the SEC, CFPB, FHFA, FDIC, and Federal Reserve to identify changes in the regulatory and public policy environment.
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sec reporting jobs in Washington, DC
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