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Coordinate with Consultant Relations and Broker Dealer RM to develop firm specific campaigns. Identify opportunities to differentiate Voya using quantifiable data, consultant tendencies, competitor capabilities, and the nuance of the advisor and/or firm.
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Prepare monthly penetration reports on finance penetration and share with the Dealer, General Sales Manager, and Comptroller. The Finance and Insurance Manager will verify accuracy of all car deal paperwork and conduct paper delivery for all deals.
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Mentor new Business Office Associates, as well as, train other store departments on Business Office process and procedureClerical responsibilities may include, but is not limited to: copying, filing, reconciliation of missing dealer plates or information and data entry into Microsoft Excel and proprietary systems as required for logging vehicle registration tags.
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Previous Finance Manager experience required demonstrating product penetration. Set up finance forecasting in conjunction with sales department forecasting to achieve a desired percent of penetration and income.
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Keep up to date with emerging trends and technologies in the Wealth Management (specifically Broker-Dealer, RIA, and Asset Management), Retirement, Workplace Benefits and recommend changes and improvements as needed.
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7+ years of advanced SQL Server development and support experience in an asset management firm, hedge fund, or broker/dealer, with consummate business knowledge in distribution, sales, and marketing.
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Growing automotive dealer group in the CT market is seeking a highly experienced and motivated Corporate Fixed Operations Director to oversee and manage the fixed operations (service and parts departments) for multiple locations within the dealership group.
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General Description: The Broker Dealer Compliance Specialist is responsible for gathering, organizing, analyzing, and distributing materials used by Compliance Department and line management in the execution of their duties designed to maintain the firm's compliance with federal, SRO, and state securities regulation.
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Pete's RV Center is a fast-growing dealer group and we are looking add to our All-Star sales team at the South Windsor, Connecticut location. The Pete's RV dealer group consists of dealerships in the great states of Vermont, Connecticut, Massachusetts, Pennsylvania, Indiana, South Carolina and Virginia.
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As member of the AMG, you will be responsible for approving broker dealer, financial institutional, corporates and retail client new accounts, daily; IBHK AMG is accountable for maintaining high quality client data to our sophisticated retail customers, HNWI, financial advisors, hedge fund operators, corporates, and other broker-dealers.
ExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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Buell Securities is a full-service broker-dealer and Registered Investment Advisor located in Glastonbury, CT. Established in 1921, Buell boasts one of the longest successful operating histories of any New England financial firm.
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To better serve our clients we have built a new state of the art facility and are the #1 Volvo dealer in New England and Top 5 in the country! To better serve our clients we have built a new state of the art facility and are the #1 Volvo dealer in New England and Top 5 in the country.
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Experience overseeing SEC and other regulatory exams, as well as working with broker dealer examiners. Previous FINRA/BD experience, including a Series 24, preferred. 10+ years of general compliance experience, with most recent experience being with an RIA firm $2B or larger.
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Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC (NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
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Resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology.
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dealer job in Windsor, CT
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