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This position would focus on annuity AML compliance testing and internal audit engagements at institutions of various types, including mid-sized banking organizations, MSB's, alternative payment providers (i.e. Fintech organizations), broker/dealers, and asset managers.
$80,000 - $168,877 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Our clients include investment advisers and administrators from every sector of the industry, including hedge funds, private equity, investment partnerships, alternative products, family offices, mutual funds, broker-dealers, banks, insurance companies, and other investment managers.
$84,980 - $193,440 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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We’re a recognized Elite Agency award winner and a leading property and casualty broker, benefits consultant, wealth manager, and retirement plan advisor. We’re a recognized Elite Agency award winner and a leading property and casualty broker, benefits consultant, wealth manager, and retirement plan advisor.
$40,000 - $70,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology.
Full-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Past experience should include either Wholesale Broker or MGA experience. We are searching for candidate(s) who have demonstrated success in the wholesale industry or MGA. We are expanding our capabilities for revenue generation and have a very generous compensation package to offer including almost 500 carriers to foster your future successes.
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To learn more, join today, or speak to our Managing Broker, please visit our website (link below). To learn more, join today, or speak to our Managing Broker, please visit our website (link below.
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Job DescriptionJob DescriptionWe are looking for life insurance agents or unlicensed salespeople to work remotely for one of the fastest-growing companies in the industry.
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Partners with underwriter(s) to assure broker experiences with TDCSU result in a high level of satisfaction TDCSU is also seeking candidates with a desire to contribute to a collaborative, motivated and professionally ambitious work environment.
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With experience in middle or back office operations at a registered broker dealer or bank, you are excited to dive in and make a direct impact on our daily operations. 2+ years in SEC/FINRA Broker Dealer regulated institutions such as 15c3-1 Net Capital rules and 15c3-3 Customer Reserve rules.
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2+ years of experience in life insurance, InsurTech, and/or financial services (broker dealers, banks and/or insurance distribution) Covr Financial Technologies is a well-funded, venture capital-backed company with a market leading insurance-as-a-services platform (InsurTech) that simplifies the buying process for life, long-term care, and disability insurance products sold through financial and wealth management advisors, banks, credit unions, RIAs, consumer brands and fintech channels.
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7+ years of advanced SQL Server development and support experience in an asset management firm, hedge fund, or broker/dealer, with consummate business knowledge in distribution, sales, and marketing.
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The Business Development Director will take the lead in finding and closing new enterprise relationships for Covr. Covr operates in the financial institutions channel and targets wire houses, banks, credit unions, broker dealers, RIAs, publishers, robos and agencies as its partners.
Full-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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Top-10 US Independent Broker Dealer. Sponsorship and support for insurance licensing, SIE, Series 6, Series 63, CFP®, and more. Financial Representative | Financial Advisor | Wealth Management Advisor.
$70,000 - $250,000 a yearExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Identify and resolve trade settlement failures at custodian and work with traders, broker and/or custodian to resolve trade fails in a timely manner. Responsible for wire settlement, entering and/or managing transactions in internal systems for alternative assets which include Private Equity LPs, Private Equity Debt/Equity, Private Placements, CMLs, JV Equities, Real Estate LPs, Hedge Funds, Bank Loans and structured private deals.
$82,400 - $123,600 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida.
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broker job in Farmington, CT
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