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Both offices work collaboratively across all transaction reviews and BIG operationsRole Overview Conduct legal, regulatory and financial due diligence to assess reputational risk in a variety of transactions and business relationships Reputational issues analyzed by BIG include FCPA/anti-bribery compliance, environmental/social responsibility concerns, geo-political risk, financial irregularities, litigation risk, controversial products/services, human rights issues, data privacy, etc.
$115,000 - $250,000ExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Establish and enforce data governance policies, procedures, and standards to ensure data integrity, privacy, and regulatory compliance (e.g., GDPR, HIPAA). Collaborate with legal and compliance teams to address data governance requirements specific to the insurance industry.
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The Loan Operations Manager will play a crucial role in overseeing and optimizing our loan operations processes, ensuring efficiency, accuracy, and compliance with regulatory requirements.
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In-depth knowledge of regulatory requirements and compliance standards relevant to the legal and technology industries. Develop, implement, and oversee compliance programs, policies, and procedures to ensure all business operations align with legal and regulatory requirements.
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You will have the opportunity to work closely with clients and provide legal counsel on various matters related to fund structures, regulatory compliance, private placements, offerings, mergers & acquisitions and more.
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Participate in the assessment, design, and develop existing and new executive and equity compensation programs to ensure competitiveness, effectiveness, legal and regulatory compliance.
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The team provides an extensive range of financial accounting and reporting services with a comprehensive industry-focused approach like quarterly and annual financial reporting, statutory and regulatory reporting including policy, production, SOX compliance and support, legal entity reporting preparation and filing, annual budgeting etc.
Full-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Strategic Planning, Legal and Regulatory compliance experience Smartsheet experience preferred. We endeavour to keep your personal information secure with appropriate level of security and keep for as long as we need it for legitimate business or legal reasons.
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Stay informed about industry best practices and trends related to legal and regulatory compliance. Prepare and submit reports to senior management on the firm's compliance with legal and regulatory requirements.
$118,000 - $207,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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8 years of experience in banking regulatory compliance or related legal experience. Participate in regulatory exams, internal audit reviews, and other forums as the compliance subject matter expert, assisting in addressing compliance-related questions and ensuring responses submitted are appropriate, accurate, and adequately address the request.
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Providing legal and regulatory guidance to clients on compliance with federal and state securities laws. Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies.
$350,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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In addition, the position will provide legal guidance to the organization on regulatory, risk, compliance, and other legal matters involving Comerica. This position will serve on a team of Regulatory and Legal professionals who help manage Comerica's relationships and interactions with its banking regulators (e.g., Federal Reserve, Consumer Financial Protection Bureau ("CFPB"), Texas Department of Banking ("TDB"), and Office of the Comptroller of the Currency ("OCC"), and Federal Deposit Insurance Corporation ("FDIC.
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Develop strong relationships with SoFi’s legal and compliance teams to ensure content adheres to regulatory conditions. 6-8 years of relevant social media marketing experience at a B2C digital brand and at least 3 years specifically in a social media function.
$80,000 - $150,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Collaborate with legal and compliance teams to address regulatory requirements and mitigate compliance risks. Stay abreast of industry trends, regulatory changes, and emerging risks to ensure the division's product offerings remain competitive and relevant.
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The Area Operations Leader is responsible for providing operational leadership within the group of multiple clinics in Texas to achieve regulatory compliance, financial performance, budget and growth.
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legal regulatory compliance jobs in Dallas, East-hartford, Connecticut
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