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Summary The Client Service Associate supports the Financial Advisor (FA) in the daily administration of their business by opening new accounts, preparing and processing investment documentation, and maintaining all related files and paperwork.
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Essential Duties & Responsibilities Perform clerical functions related to opening client accounts and ongoing account coding based on account features chosen by the client. Support the daily administration of the FA’s business by opening client accounts, preparing and processing investment documentation, facilitating outgoing check requests and other disbursements, maintaining current client information and anticipating client needs.
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Licenses & Certifications Series 7 and Series 66 (or ability to obtain after hire) preferred but not required. Identify matters that require escalation including suspicious activity, customer complaints, trading errors, and violation of industry regulation or Firm policy.
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Summary The Client Service Associate (Registered) will assist one or more Financial Advisor(s) (FA(s. Identify situations that need to be brought to the attention of the FA(s) or escalated to the Branch Manager; including suspicious client and/or employee activity or behavior.
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Summary A highly successful, leading edge, and fun private wealth advisory practice is seeking a Registered, Client Service Associate to join our team in Grand Rapids, MI. If you love people, thrive on bringing order from chaos, and want a higher meaning and satisfaction from your career, this is the opportunity for you.
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Summary The Client Services Associate assists one or more Financial Advisor(s) (FA(s. Upon request, provide quotes and other account-related information to assist clients; non-registered Client Service Associates may not volunteer quote or other stock information to clients.
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Summary Under immediate supervision, Client Services Associate assists one or more Financial Advisor(s) (FA(s. with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, provides overall customer service support to clients, may enter trades as directed by the FA(s.
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Summary As a Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s. Perform operational or administrative functions for client related requests (i.e., check requests, wiring funds, address change, dividend information, etc.
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SummaryUnder immediate supervision, Client Service Associate, Registered, assists one or more Financial Advisor(s) (FA(s. Organize and assist in the maintenance of complete client account and trade-related records for the FA(s) and certain required files for the branch office.
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The Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s. Perform clerical functions related to opening client accounts and ongoing account coding based on account features chosen by the client.
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Work with the FA(s) and the client in obtaining the required documents based upon the type of account(s) established. Perform various administrative duties (i.e., typing, filing, answer phones, mailing documents/letters, etc.
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The Client Service Associate supports the Financial Advisor (FA) in the daily administration of their business by opening new accounts, preparing and processing investment documentation, and maintaining all related files and paperwork.
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Support the daily administration of the Financial Advisor's business by opening new client accounts, preparing and processing account specific and investment related documentation, facilitating outgoing disbursements and incoming deposits of funds and securities, maintaining current and accurate client information.
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Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, provides overall customer service support to clients, may enter trades as directed by the FA(s.
$49,000 - $65,500 a yearFull-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Under immediate supervision, Client Services Associate, Registered, assists one or more Financial Advisor(s) (FA(s. Registered Client Service Associates may highlight a service or product but may not discuss products or investments beyond a point that the discussion becomes a solicitation where the specific appropriateness of the investment or the suitability of the client becomes a factor.
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client associate jobs Title: associate client Company: Stifel in East-hartford, Connecticut
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