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About this role: Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. About this role: Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors.
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Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. + Utilize prior experience in the Registered Client Associate role to anticipate and proactively seek resolutions to client and business-related issues.
$25.43 - $45.24 an hourFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Execute various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, coordinating, and executing marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships.
Full-timeExpandApply NowActive JobUpdated 17 days ago - UpvoteDownvoteShare Job
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Senior Registered Client Service Associates (CSAs) help shape the future of service by modernizing the client experience through an elevated standard of care. The Senior Registered CSA assists with the development and growth of business through engaging and utilizing the full capabilities of the firm.
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Act as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review when applicable. 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
Full-timeExpandApply NowActive JobUpdated 26 days ago - UpvoteDownvoteShare Job
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Brokerage client support experience. Facilitate Financial Advisor and client requests for account related information and/or quotes, schedule and prepare for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account inquiries and/or issues.
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The good-faith expected salary range for the Senior Registered Client Associate role is $40,000 - $65,000, depending on factors including but not limited to the candidate’s experience, skills, registration status; market conditions; and business needs.
$40,000 - $65,000 a yearFull-timeExpandApply NowActive JobUpdated 14 days ago - UpvoteDownvoteShare Job
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Provide knowledge and systems support to branch personnel and training for entry-level Client Associates. Client service focus with the ability to listen to customer needs and recommend solutions.
Full-timeExpandApply NowActive JobUpdated 19 days ago - UpvoteDownvoteShare Job
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They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
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3+ years of wealth management experience - broker-dealer experience is a plus! Are you bilingual in Spanish/English and have 3+ years of wealth management experience? Client management - answering questions regarding accounts, policies, etc.
$80,000 - $100,000 a yearFull-timeExpandApply NowActive JobUpdated 26 days ago - UpvoteDownvoteShare Job
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Proactively participate in firm initiatives directed by local management. Support the team's marketing strategy by maintaining marketing materials, including digital and social media platforms, and planning client events and seminars.
$35,000 - $85,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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At RBC Wealth Management, your career progression matters to us. As a Client Associate/Registered Client Associate, become a trusted resource to our clients, advisors and branch.
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POSITION SUMMARY:Senior Registered Client Service Associates (CSAs) help shape the future of service by modernizing the client experience through an elevated standard of care. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
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Onboard and maintain client accounts, including collecting client information and required documentation, capturing and assessing risk, processing money movement transactions and handling estate needs as examples.
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Process client paperwork (including communicating directly with clients to obtain all information needed) Review daily activity and reconcile current client activity, fund transfers and previous day’s activity to ensure accuracy.
$90,000 - $100,000 a yearFull-timeExpandApply NowActive JobUpdated 5 months ago
wealth management jobs Title: associate client senior registered in East-hartford, Connecticut
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