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Develop and implement strategic legal and compliance initiatives to ensure adherence to broker-dealer and registered investment advisor laws and regulations. Deep understanding of broker-dealer and registered investment advisor laws and regulations (e.g., SEC, FINRA, state securities laws.
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HEI Hotels and Resorts is committed to providing a comprehensive benefit program that offers you choices for your physical, mental and financial wellness, creating value in your most important investment - you.
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Avantax Wealth Management offers services through its registered broker-dealer, registered investment advisor (RIA), and insurance agency subsidiaries and is a leading U.S. tax-focused independent broker-dealer that works with a nationwide network of Financial Professionals operating as independent contractors.
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Our advisor-led wealth management businesses provide financial planning, investment management, banking and comprehensive advice to a wide range of clients, including ultra-high net worth and high net worth individuals, as well as family offices, foundations and endowments, and corporations and their employees.
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The Company is a privately held real estate investment firm focusing on the acquisition, asset management and redevelopment of multifamily housing. The Affordable Housing Compliance Specialist will be responsible for supporting the Asset Management team in the day-to-day administration of all Asset Management projects, policies, and procedures with a specific focus on managing all affordable compliance and reporting for BLVD’s affordable portfolio consisting of both Section 8 and LIHTC properties.
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For the TWA Hotel at New York’s JFK Airport, MCR won the Development of the Year (Full Service) Award at The Americas Lodging Investment Summit (ALIS), the Urban Land Institute New York Excellence in Hotel Development Award and the American Institute of Architects national Architecture Award, the highest honor given by the AIA.
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As ICF Director, you will identify innovative and inclusive opportunities for lending and investing, manage and monitor portfolio performance, interface with funders, investors, and investment committee members, and build partnerships with local organizations.
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Seven to fifteen (7-15) years' experience marketing interest rate derivative products within a regional or global investment bank. Must be familiar with ISDA documentation, CSAs, credit underwriting, and all regulatory guidelines.
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This includes designing and managing People Analytics projects, evaluating the effectiveness of HR programs/pilots, and identifying new opportunities for investment. Bachelor’s degree or equivalent experience required in Business, Industrial/Organizational Psychology, Organizational Development, Business Analytics, Applied Mathematics, or a related field required; Master’s degree preferred.
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Investment banking, debt capital markets, corporate capital markets, private equity, finance, and/or accounting experience preferred. Implement technology solutions and processes to streamline Capital Markets activitiesPrepare and execute hedging strategies ranging from FX and interest rate risk management and monthly settlements.
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In this role you'll have the opportunity to: Support our clients who are building and managing world-class third party risk management programs by maximizing the value of their investment in the Aravo platform.
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Founded in 1869, we are a leading global investment banking, securities and investment management firm. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program.
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VWH Capital Management, LP (“VWH”) is an SEC-registered investment advisor and private equity firm with multi-billion dollars in assets under management. Develop an intimate understand of VWH’s investment strategy, philosophy, and process to conduct early rounds of investor meetings to capture mind share, keep momentum and follow up.
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Oppenheimer & Co. (NYSE: OPY) is a diversified financial services firm, offering a wide range of investment banking, securities, investment management and wealth management capabilities from 92 offices in major financial centers in the United States and with Investment Banking and Trading Desks in London, Hong Kong and Tel Aviv.
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Knowledge of applicable probate and trust laws and investment regulations. Presents discretionary trust matters to Trust Administration Committee (TAC), after consultation with Chief Fiduciary Officer.
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investment job Title: credit risk in Dallas, Castle-rock, Colorado
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