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FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire. Certifications:Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA.
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SRC Indicator: Series 6 or 7; Series 63. For Applicants of Nuveen residing in Europe and APAC, please click here. Banking, Call Center, Customer Service or Sales experience is desired.
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Series 7 FINRA registration required, Series 24 preferred. Series 7 FINRA registration required, Series 24 preferred. The firm offers full-service fund administration, fund accounting, transfer agency and distribution services from its Denver, Colorado headquarters.
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Active FINRA Series 7, Series 66 (63/65) license and Life & Health Insurance. The Specialized Relationships Group (SRG) is part of the Investor Services Branch Network organization and is primarily responsible for serving clients across various client segments and through both dedicated and team-based relationship models.
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Certified to work as an Investment Adviser Representative (Series 65, Series 7 + 66, or equivalent) Discounts on Alternative Medicine, Chiropractic, Fertility Advocacy, Pet care, Prescriptions, Lab Testing, and Diabetic Supplies.
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Series 6 or 7 and Series 63 preferred. Bilingual Speaking Spanish, Portuguese, other a plus. Series 6 or 7 and Series 63 preferred. The opportunity to work for a Fortune 100 company By joining New York Life as a Partner, your ability to become promoted to a Senior Partner or Managing Partner is determined based upon objective criteria.
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These investigations will account for 7 years or more of history, depending on the role. We assist companies and non-profit organizations in delivering benefits to their employees. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent.
ExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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Series 7/79 and Series 63 required)Research new asset classes as directed, specific to the modeling and structuring of such assets classes, to assist in the assessment of risk and over-all structuring of SFL credit facilities and KBCM-ABS transactions.
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To sell investment advisory services, Series 65 or 7 & 66 licenses would also be required. FINRA Series 6 or 7 and 63 (if applicable) licenses. Note: Life and Health, and FINRA Series 6 & 63 (if applicable) licenses are required.
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Series 7 and Series 66 or the ability to obtain them within four (4) months from the start of the program. Through distance learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next generation of Raymond James Financial Advisors.
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Series 07 - FINRA, Series 66 - FINRA. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career.
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Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses. Series 3, 31 licenses, if warranted.
$112,200 - $150,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Issuing Authority, Series 07 - FINRA, Series 66 - FINRA. Certifications:Certified Financial Planner ® / CFP. We welcome those with experience in jobs such as Accounts Receivable Clerk, Bookkeeper, and Billing, Cost, and Rate Clerk and others in the Accounting and Finance to apply.
$55,000 - $75,000 a yearFull-timeExpandApply NowActive JobUpdated 20 days ago - UpvoteDownvoteShare Job
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This role requires the FINRA Series 7 and 66 licenses – Within this role you will receive dedicated paid time and resources to support you through a successful licensing process to prepare you for a successful career at T. Rowe Price.
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Aptitude to complete FINRA SIE, Series 7 and Series 66 upon hire. Here are a few featured benefits (not all benefits are listed): Maternal and Parental Leave, Tuition Reimbursement, Student Loan Assistance, 401(K) 7% match, Health Insurance, Dental Insurance, Vision Insurance, Disability Insurance, Paid Time off, Commuter Benefit Program, Backup Dependent Care, Charitable match, Concierge Services, Wellness Program, and Fitness Reimbursement.
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