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As a Director within the Fidelity Enterprise Services Compliance team, you will serve as an informed and trusted business partner who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations.
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Legal Hult International Business School is a 501©(3) non-profit educational organization registered in the Commonwealth of Massachusetts, accredited by the New England Association of Schools and Colleges (NEASC) to award U.S. degrees.
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Partner across Coinbase to design, implement, and maintain performant, reliable, and secure system architectures to support our legal and compliance needs. Strong hands-on experience with common E-Discovery software suites such as Relativity, Nuix, LexisNexis Concordance.
$162,350 - $191,000 a yearFull-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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The Director of Portfolio Compliance will report to the Deputy Chief Compliance Officer (“Deputy CCO”) and will be an integral part of the Legal and Compliance Department (“Department.
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Conduct error analysis and statistics for the CRD Compliance Team and draft quarterly error memos for the Chief Compliance Officer and Deputy CCO and make recommendations for enhancements in problematic areas.
$200Full-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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As a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations.
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Three (3) years or more experience in related field (i.e. HR, compliance legal, audit) The HR Compliance Specialist will support functional areas of Employee Services as assigned, including but not limited to: OFCCP/AAP reporting; I-9 compliance; Pre-employment services; Unemployment Insurance claims; Immigration Services; Leave Administration; Workplace Accommodations; Drug and Alcohol program; HR regulatory compliance; compliance with collective bargaining agreements, and HR knowledge administration.
$60,000 - $70,000 a yearFull-timeRemoteExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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This role will be a member of the Legal and Enterprise Risk Group and will report to the Private Investments Chief Compliance Officer, working closely with other compliance professionals and attorneys.
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Bachelor’s Degree in Finance, Accounting or Legal Studies, preferred. The team works collaboratively with portfolio management, investment operations and various risk management teams across the Company to evaluate a broad range of compliance and risk related matters.
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Serve as the private credit subject matter expert in providing regulatory compliance advice and guidance to the private investments business and in collaboration with legal and enterprise risk colleagues.
$100,000 - $225,000 a yearFull-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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The Director of Fund Compliance provides mutual fund compliance support to the Legal and Compliance Department. Coordinate and assist registered investment adviser and broker-dealer compliance personnel on matters relating to registration, licensing, and supervisory programs and procedures.
$200ExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Results of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature and gravity of the background history and the job offered.
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Coordinates with legal counsel to identify, monitor, analyze, and communicate regulatory changes including drafting standard operating procedures for business, marketing, customer service, and technology teams.
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This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department.
$150,000 - $175,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Legal administrator, legal assistant, tax administrative assistant, compliance assistant. We are currently seeking candidates for a Tax Compliance Assistant at a multi-service law firm (multiple locations) in Downtown Boston, MA, 02110.
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legal job Title: compliance in Boston, NY, Canada
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