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Negotiate the placement and provisions of Valley Water property, excess liability, auto, professional liability, workers' compensation, non-owned aircraft, cyber, and crime insurance; direct application process, property valuation updates, and broker marketing and insurance review; meet with underwriters; analyze complex coverage issues and negotiate broker and third-party administrator contracts.
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Must have 4 years of experience working at a financial services or management consulting company working in one or a combination of the following areas: consumer compliance, regulatory change management, front-office trading, regulatory operations, regulatory reporting, compliance technology, middle office, and/or research.
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Oversee and provide guidance to the import compliance team in the day-to-day compliance matters which are not limited to but include HTS classification, valuation, and product qualification for preferential duty treatment under FTAs, custom broker management, and antidumping/countervailing duties.
$90,000 - $150,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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2-3 years of Audit experience in the financial industry preferred (hedge, private equity, venture capital, or other investment funds, broker-dealers, or registered investment advisors) Our client is a highly regarded Bay Area regional CPA firm providing audit, tax, and advisory services to some of the world’s most affluent individuals, families, closely held businesses and non-profit organizations.
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Required Education and Training Minimum Bachelor’s degree in International Trade / Supply Chain Management or equivalentUS License Customs Broker a mustCertified US Export Compliance Officer an advantage.
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Any experience working on performance-critical real-time systems, IoT / Robotics / Self-driving companies, in the games industry, within hedge-funds and algorithmic trading, or ML companies is beneficial.
$150,000 - $220,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Products and solutions Together with its subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds (1) through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals.
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We have assignments available to help our insurance carrier, MGA, or wholesale broker clients in Commercial Lines Underwriter positions. Well suited candidates in Commercial Lines will have job opportunities ranging across the following Property & Casualty sectors including General Liability, Professional / Management Liability, Property, Workers Compensation, Commercial Auto, Umbrella, Inland Marine, and/or Excess & Surplus commercial lines of business.
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RJA serves as a clearing broker-dealer and custodian for many of our affiliated broker dealer/ investment advisor subsidiaries, including RJFS and RJFSA. Additionally, RJA provides trade execution, custody, and clearing services to non-affiliated registered investment advisers and introducing broker-dealers through its RIA & Custody Services Division (RCS.
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Create and automate machine learning time series forecasting models for energy storage, asset management, and energy trading initiatives. - Develop and implement machine learning optimization and predictive models for energy trading in wholesale electricity markets.
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Examples of pre-approved Art History courses that satisfy core Cultures and Ideas I-II requirements include: Art of the Silk Road; Art, Power, and Propaganda; Art of Contact: New Worlds; Mediterranean Encounters; Trading Places: Art, Trade, and Cultural Exchange; and Exhibiting the Global.
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Two years of relevant experience (Registered Investment Advisor or Broker/Dealer) is preferred. Two years of relevant experience (Registered Investment Advisor or Broker/Dealer) is preferred. 1 The Barron's 2023 Top 100 RIA Firms list, an eight-year annual ranking of independent advisory firms, is qualitative and quantitative, including assets managed by the firms, technology spending, staff diversity, succession planning and other metrics.
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WHAT WE ARE SEEKING We have assignments available to help our insurance carrier, MGA, or wholesale broker clients in Commercial Lines Underwriter positions. WHAT WE ARE SEEKING We have assignments available to help our insurance carrier, MGA, or wholesale broker clients in Commercial Lines Underwriter positions.
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SCOA is the largest subsidiary of Sumitomo Corporation (SC), one of Japans major integrated trading and investment business enterprises. Shipping and Receiving, Manager, Warehouse, Franchise, Operations, Management, Automotive, Manufacturing, Retail.
$65,000 - $70,000 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Knowledge of regulatory compliance requirements (money transmitters, BSA, AML/KYC, finance lenders, Gramm-Leach-Bliley Act, NYDFS BitLicense, broker-dealers, Alternative Trading System (ATS), Futures Commission Merchants (FCM), and other CFTC/SEC regulations.
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trading broker jobs in San Jose, CA
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