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Who We Are:Bernstein Private Wealth Management (“Bernstein”), also a subsidiary of AllianceBernstein L.P. (AB), provides advanced planning strategies and a wide array of investment management services to high-net-worth families, endowments and foundations, and institutions to help them reach specific financial objectives.
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Minimum of 12 years of experience in a compliance role within the financial services industry, with at least 5 years in a leadership position. The Chief Compliance Officer (“CCO”) will act as the primary expert and advisor on all NerdWallet compliance matters, managing external regulatory engagements, legal contracts, and third-party vendor compliance.
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Demonstrated ability to forge and nurture meaningful relationships with high-net-worth and ultra-high-net-worth individuals to support an organization's goals and objectives.
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The Regional Vice President will work in a client-focused, team-centered environment in unison with Managing Directors to service the needs of the firm’s high net worth clients. At least 5 years of successful sales experience in the financial services industry.
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We are seeking a highly skilled and experienced Investment Banking Vice President to join our dynamic Equity Capital Markets team, offering an exceptional opportunity to contribute to high-profile transactions and drive growth within a leading financial institution.
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As a member of the Data Engineering - Business ETL team, you own the data warehouse and data pipelines that are used for financial and regulatory reporting. Surfacing data to both internal and customer-facing applications for analytical, financial, and regulatory purposes.
$120,000 - $162,500 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Plan and execute client engagements focusing Operational Risk, Operational Resilience, Regulatory Compliance, Surveillance, Conduct Risk, Third Party Risk Assessments and other risk programs.
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HES America Ltd.(“HES”), an affiliate of HQCA, comprises of Axia Solar, a residential solar system installer and EnFin which is a financial services company that provides financing for residential solar customers.
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Manage grant budgets, financial reporting to funders, and ensure compliance with grant requirements. Financial Acumen: Profound understanding of accounting principles, financial management, and compliance, with a proven ability to make data-driven financial decisions.
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Take Compliance programs from 0 to 1: from researching the regulatory landscape, to scoping requirements and building out tools and processes with our Engineering, Risk, Operations, and Growth teams.
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Familiarity with Artificial Intelligence/ Machine Learning, Robotics Process Automation and Blockchain and their impact on the regulatory environment. We also have a large team that implements for large organizations (through standard or custom integrations) transaction tax engines and tax reporting/compliance technologies, and we provide technical support for these technologies during and after implementation.
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The right candidate will have relevant legal experience and an enthusiastic belief in the cryptocurrency/digital asset space, experience working for a top-tier law firm or in-house at a prestigious financial services, technology or cryptocurrency company, and possess excellent writing and analytical skills.
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Industries served by the Operational Partnership Services practice include private equity, real estate, telecom, technology, healthcare, media & entertainment, energy, retail, and financial services that frequently involve asset management, venture capital, and international outbound joint ventures.
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Lead cross-functional teams (including Product, Engineering, Data Science, Compliance, Counsel, Law Firms, Regulatory Consultants and bank partners)providing direction, support, and guidance to ensure alignment with program objectives and timelines.
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BitGo is the leader in digital asset financial services, providing institutional investors with liquidity, custody, and security solutions. Cryptocurrencies are the most disruptive change the financial services industry has seen in years.
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equity regulatory compliance net worth financial services wilkes jobs in San Francisco, CA
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