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Firm Type: Law Firm, Experience: 2 Years, Job Overview: A law firm in San Diego, CA, is seeking a skilled Transactional/SEC/FINRA/Regulatory Compliance Attorney with expertise in the Investment Advisers Act of 1940, Securities Act of 1933, Investment Company Act of 1940, and other relevant regulations in the financial services industry.
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LendSure Mortgage Corp. is looking for a Chief Compliance Officer (CCO) to manage the company's mortgage regulatory compliance operations. Seeking a Chief Compliance Officer preferably to work on site in San Diego CA, however, will consider remote applicants.
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Coordinate trainings (both online and in person) with DOT Compliance Manager and Corporate Training Team. Assists Fleet Supervisor to ensure annual registration and licensing is in compliance with company policy and state/federal guidelines.
$31.46 an hourFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Ensures sustaining support of Quality System and regulatory compliance by individually working quality system issues and by delegating project work for maintaining quality system capability. Be an effective member of the cross-departmental Functional Management Team to foster continuous quality compliance, cost, and proactive improvements.
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Maintain, track and report on identified compliance issues outlined in remediation plans and ensure policies and procedures are implemented and published. 7+ years of mortgage regulatory compliance experience.
$200,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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We are hiring for multiple positions but if you don’t have experience in labor compliance that’s okay! We are hiring multiple positions including Labor Compliance Trainees, Clerks, Analysts, Project Leads and Supervisors.
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BS/BA in related scientific field or RN degree and 6+ years of experience in drug safety in the biotech/pharmaceutical industry with 3+ years of pharmacovigilance compliance experience. Responsible for Pharmacovigilance (PV) Compliance and strengthening and advancing Neurocrine's pharmacovigilance quality management system.
$184,800 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Weaver’s ECS practice is dedicated to helping businesses navigate compliance with evolving regulations, including regulations governed by the Environmental Protection Agency, Environment and Climate Change Canada, California Air Resources Board, as well as other various states and provinces.
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The Compliance Specialist exercises considerable latitude in performing contract and/or procurement analysis, mentorship and advising to others, to ensure compliance to regulations, contractual requirements and Company policy.
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The FHCSD PACE Compliance Manager is responsible for ensuring compliance with all federal (CMS) and state (DHCS) regulations, and other regulations and standards as necessary and applicable for/to the FHCSD PACE program.
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Translate complex legal and regulatory requirements into lay terms and provide cogent advice to leadership and Board regarding the impact of compliance enforcement, legislation and regulations on affiliate business strategies, and its not-for-profit mission.
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Job Summary:The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions.
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Excellent at summarizing and presenting complex analyses into digestible summaries for executive level and external parties Drives compliance through influence, use of data and risk-based approaches Vaco values a diverse workplace and strongly encourages women, people of color, LGBTQ+ individuals, people with disabilities, members of ethnic minorities, foreign-born residents, and veterans to apply.
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Company Overview Intuit is the global financial technology platform that powers prosperity for the people and communities we serve.
$168,000 - $227,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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As AVP, Compliance Officer, you will participate and lead compliance risk assessments, quality assurance reviews, compliance monitoring processes, and company-wide compliance training, covering high risk activities.
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Title: compliance Company: Health Care And Rehabilitation Services in San Diego, CA
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